Gary D. Wiedman
Professional summary
Gary David Wiedman, who also goes by Gary David Wiedman, Gary Wiedman, is a registered financial professional currently at VELOCITY CLEARING, LLC located in New York, New York and VELOCITY CAPITAL, LLC located in New York, New York.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1990. Gary has worked at 12 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary David Wiedman's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 7, 2023 - Present
VELOCITY CLEARING, LLC
Office #1: 199 Water Street 17th Floor, New York, NY 10038November 20, 2023 - Present
VELOCITY CAPITAL, LLC
Office #1: 199 Water Street 8th Floor, New York, NY 10038February 8, 2022 - October 25, 2023
AXOS INVEST LLC
January 19, 2022 - October 25, 2023
AXOS CLEARING LLC
May 5, 2020 - December 20, 2021
DRIVEWEALTH, LLC
March 31, 2018 - April 2, 2020
SIXTEEN SECURITIES, INC.
May 31, 2016 - March 20, 2018
UBS SECURITIES LLC
May 31, 2016 - March 20, 2018
UBS FINANCIAL SERVICES INC.
June 11, 2012 - April 1, 2016
APEX CLEARING CORPORATION
December 9, 2008 - August 1, 2012
PENSON FINANCIAL SERVICES, INC.
August 11, 1993 - August 31, 2004
CHARLES SCHWAB & CO., INC.
February 20, 1990 - June 21, 1991
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
VELOCITY CAPITAL, LLC
CRD#: 171810 / SEC#: , 8-69479
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VCP HOLDINGS, LLC | SOLE MEMBER AND OWNER | |
| AMATO, MATTEO ALBERTO | CHIEF FINANCIAL OFFICER & FINOP | 5877196 |
| BRACERO, FRANK WILLIAM | CONTROLLER | 2178318 |
| FREYER, CHRISTIAN | ROP | 6337912 |
| LOGAN, MICHAEL JAMES | CHIEF ADMINISTRATIVE OFFICER | 5763098 |
| MERCHANT, MUNAF | PRESIDENT | 1937789 |
| SMITH, JEFFREY SCOTT | CHIEF COMPLIANCE OFFICER | 2492551 |
| WIEDMAN, GARY DAVID | CHIEF OPERATING OFFICER | 1947935 |
| YAN, ROY | CHIEF EXECUTIVE OFFICER | 2352916 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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