Veronica (. Cardenas

CARDENAS ASSET MANAGEMENT

CHICAGO, IL 60605

Some features on this profile are disabled

CRD#: 1947573

Professional summary

Veronica (sanchez) Cardenas, who also goes by Veronica Sanchez, is a registered financial advisor currently at CARDENAS ASSET MANAGEMENT, LLC located in Chicago, Illinois.

Veronica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Veronica has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Veronica Sanchez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Veronica (sanchez) Cardenas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 23, 2000 - Present

CARDENAS ASSET MANAGEMENT, LLC

Office #1: 1335 S. Prairie Ave. #407, Chicago, IL 60605

RIA

CRD#: 114943

CHICAGO, IL

Past

June 23, 2000 - December 31, 2002

CARDENAS ASSET MANAGEMENT, LLC

RIA

CRD#: 114943

CHICAGO, IL

Past

May 23, 1989 - June 2, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/23/2023)

IAR

Illinois
(6/23/2000)

IAR

Indiana
(8/16/2022)

IAR

Texas
(1/14/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/14/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/1/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/20/1989

General Securities Representative Examination

Current Firm

CARDENAS ASSET MANAGEMENT, LLC

CRD#: 114943 / SEC#: 801-134367

California

Registered Investment Advisory firm - (12/31/2006 Terminated)

District of Columbia

Registered Investment Advisory firm - (1/10/2022 Terminated)

Florida

Registered Investment Advisory firm - (2/23/2023 Approved)

Illinois

Registered Investment Advisory firm - (6/23/2000 Approved)

Indiana

Registered Investment Advisory firm - (8/16/2022 Approved)

Texas

Registered Investment Advisory firm - (1/14/2003 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

San Antonio, TX

Mailing Address

Phone number

(312) 972-0277

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 3 (12/3/2025)

ADV PART 2 (9/30/2025)

ADV PART 2 B (9/30/2025)

Regulatory assets under management

Total Number of Accounts	377
AUM (Assets Under Management)	$ 139,250,451

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

Jaime Villalobos

WILLIAM BLAIR

IAR

Chicago, IL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Veronica (. Cardenas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Veronica (sanchez) Cardenas's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARDENAS ASSET MANAGEMENT, LLC

CARDENAS ASSET MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 10/14/1994

Series 63

Date: 6/1/1989

Series 7

Date: 5/20/1989

Current Firm

CARDENAS ASSET MANAGEMENT, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARDENAS ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors