Edward J. Machoskie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward John Machoskie was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1989. Edward had worked at 14 firms and has passed the Series 66, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2013 - August 28, 2013
SOFI SECURITIES LLC
May 13, 2013 - February 15, 2015
OBERLIN WEALTH PARTNERS, LLC
October 23, 2009 - June 7, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - June 7, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 24, 2009 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 5, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 8, 2006 - December 15, 2008
CREDIT SUISSE SECURITIES (USA) LLC
July 28, 2005 - November 21, 2006
UST SECURITIES CORP.
November 1, 2002 - August 8, 2003
HARRISDIRECT LLC
July 22, 2002 - October 7, 2002
MYCFO SECURITIES, LLC
February 8, 2000 - July 2, 2002
UST FINANCIAL SERVICES CORP.
May 7, 1998 - November 19, 1998
U.S. BANCORP ADVISORS, LLC
April 6, 1995 - May 8, 1996
FIDELITY BROKERAGE SERVICES LLC
May 30, 1992 - March 20, 1995
BA INVESTMENT SERVICES, INC.
July 2, 1991 - June 30, 1992
CAPITAL BROKERAGE CORPORATION
May 23, 1989 - June 27, 1991
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/21/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SOFI SECURITIES LLC
CRD#: 151717 / SEC#: , 8-68389
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
