John J. Dougherty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Dougherty JR was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1989. John had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2016 - January 6, 2020
BLV SECURITIES
March 27, 2013 - January 21, 2014
KILDARE CAPITAL, INC.
April 30, 2010 - October 8, 2010
ALIGNED MANAGER SERVICES LLC
May 30, 2007 - September 14, 2009
KILDARE CAPITAL, INC.
October 20, 2005 - January 24, 2007
TRADING PARTNERS INC.
October 16, 2001 - April 23, 2003
CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.
January 1, 1992 - September 28, 2001
SEI INVESTMENTS DISTRIBUTION CO.
August 22, 1989 - June 8, 1990
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BLV SECURITIES
CRD#: 35205 / SEC#: , 8-46604
Contact information
FINRA licenses (14 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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