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BG

Benjamin N. Gray

ICR CAPITAL
New York, NY 10017
Some features on this profile are disabled
CRD#: 1946982
BG

Professional summary

Benjamin Nmn Gray, who also goes by Benjamin Gray, is a registered financial professional currently at ICR CAPITAL LLC located in New York, New York and PEI GLOBAL PARTNERS LLC located in New York, New York.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 1990. Benjamin has worked at 25 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 62, Series 14, Series 53, Series 10, Series 4, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Benjamin Gray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Nmn Gray's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 30, 2019 - Present

ICR CAPITAL LLC

Office #1: 685 Third Avenue 2nd Floor, New York, NY 10017
BD
CRD#: 174952
New York, NY
Current

October 16, 2020 - Present

PEI GLOBAL PARTNERS LLC

Office #1: 601 Lexington Avenue 55th Floor, New York, NY, 10022
BD
CRD#: 297979
New York, NY
Current

March 11, 2026 - Present

KNG SECURITIES USA INC

Office #1: Partial 21st Floor 650 Fifth Avenue, New York, NY 10019
BD
CRD#: 335822
New York, NY
Past

November 26, 2024 - February 4, 2026

CAUSEWAY SECURITIES LLC

BD
CRD#: 315829
NEW YORK, NY
Past

April 18, 2023 - October 10, 2024

MMM SECURITIES LLC

BD
CRD#: 318021
Boca Raton, FL
Past

March 29, 2023 - September 30, 2025

OUTCOME CAPITAL, LLC

BD
CRD#: 100960
BOSTON, MA
Past

July 14, 2022 - August 25, 2023

GB CAPITAL MARKETS LLC

BD
CRD#: 25591
New York, NY
Past

February 16, 2022 - December 23, 2022

CONVEX CAPITAL MARKETS LLC

BD
CRD#: 311875
NEW YORK, NY
Past

April 25, 2020 - March 22, 2025

RADIUS SECURITIES LLC

BD
CRD#: 286256
New York, NY
Past

December 10, 2018 - April 18, 2019

TWO RIVERS TRADING GROUP LLC

BD
CRD#: 158549
NEW YORK, NY
Past

August 29, 2017 - March 15, 2018

OPTIMA SECURITIES LLC

BD
CRD#: 168881
New York, NY
Past

January 13, 2017 - November 26, 2018

PREP SECURITIES, LLC

BD
CRD#: 188522
Park City, UT
Past

December 10, 2015 - January 3, 2017

SEIDEL & CO., LLC

BD
CRD#: 42821
Jackson, NJ
Past

October 7, 2015 - January 27, 2017

HUNTWICKE SECURITIES, LLC

BD
CRD#: 146993
Oceanport, NJ
Past

February 2, 2010 - April 30, 2015

SEIDEL & CO., LLC

BD
CRD#: 42821
NEW YORK, N. Y., NY
Past

June 3, 2008 - January 30, 2009

DIMENSION BROKERAGE, LLC

BD
CRD#: 136257
NEW YORK, NY
Past

June 3, 2008 - January 29, 2010

DIMENSION SECURITIES, LLC

BD
CRD#: 139543
RED BANK, NJ
Past

May 5, 2008 - June 12, 2008

VDM CAPITAL MARKETS, LLC

BD
CRD#: 137874
NEW YORK, NY
Past

May 5, 2008 - June 20, 2008

VDM TRADING, LLC

BD
CRD#: 137999
NEW YORK, NY
Past

May 17, 2007 - March 27, 2008

EQUITY TRADING ONLINE, LLC

BD
CRD#: 104038
NEW YORK, NY
Past

January 5, 2006 - November 29, 2006

XTF MARKET MAKING LLC

BD
CRD#: 104308
NEW YORK, NY
Past

January 5, 2006 - November 29, 2006

WYNSTON HILL CAPITAL, LLC

BD
CRD#: 103811
NEW YORK, NY
Past

December 6, 2005 - January 3, 2006

JOSEPH GUNNAR & CO. LLC

BD
CRD#: 24795
NEW YORK, NY
Past

October 18, 2002 - December 2, 2005

SEIDEL & CO., LLC

BD
CRD#: 42821
NEW YORK, NY
Past

October 10, 2001 - January 3, 2002

TAFFERER TRADING, LLC

BD
CRD#: 36816
NEW YORK, NY
Past

June 23, 1998 - October 9, 2001

TAFFERER TRADING, LLC

BD
CRD#: 36816
NEW YORK, NY
Past

July 24, 1992 - May 27, 1997

DINA SECURITIES, INC.

BD
CRD#: 25893
WAYNE, NJ
Past

May 25, 1990 - April 23, 1993

ALL-TECH DIRECT, INC.

BD
CRD#: 13992
MONTVALE, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/30/2019)
RR
Connecticut
(7/30/2019)
RR
Florida
(11/21/2022)
RR
Maryland
(7/30/2019)
RR
New York
(7/30/2019)
RR
Texas
(1/15/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 6/20/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 12/3/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 7/1/1996
General Securities Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 5/23/1990
Corporate Securities Limited Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 53
Date: 9/20/2012
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 12/31/2001
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 11/21/2001
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 9
Date: 8/29/2001
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/21/1991
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

KS
KNG SECURITIES USA INC
KNG SECURITIES USA INC

CRD#: 335822 / SEC#: , 8-71358

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Partial 21st Floor 650 Fifth Avenue, New York, NY 10019
Mailing Address
Partial 21st Floor 650 Fifth Avenue, New York, NY 10019
Phone number
(212) 897-1691
Established
Delaware since 03/26/2025
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
KNG GLOBAL MARKETS LTDDIRECT OWNER
BAUCOM, ROBERT BLAKECHIEF EXECUTIVE OFFICER4305610
GRAY, BENJAMIN NMNCHIEF COMPLIANCE OFFICER1946982
PUGLISI, JOSEPH JOHNFINOP7779592

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KNG SECURITIES USA INC

CRD#: 335822New York, NY 10017

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