JM
Joseph R. Mannes
SAMCO PROPRIETARY TRADING
Dallas, TX 75201
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CRD#: 1946872
JM
Professional summary
Joseph Reid Mannes, who also goes by Joseph Reid Joey, Joe Mannes, Joey Mannes, is a registered financial advisor currently at SAMCO PROPRIETARY TRADING, INC. located in Dallas, Texas and SAMCO CAPITAL MARKETS, INC. located in Dallas, Texas.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Joseph has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, Series 57TO, Series 99TO, SIE, Series 50, Series 87, Series 55, Series 7, Series 54, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Reid Joey | Joe Mannes | Joey Mannes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PROVINCIAL FOUNDATION: PRESIDENT; Peacock Alley, high end linen retail store, privately held, advisory board; HIGHLAND PARK ISD: FINANCE COMMITTEE. 10 HOURS A WEEK, NON BUSINESS HOURS, 3 HOUR A WEEK DURING BUSINESS HOURS. Officiate US Lacrosse certified women's Level 3. Seasonal, not investment related, not during business hours. Payment per game officiated; various from high school to college. DXP Enterprises, Inc. (DXPE): is engaged in the business of distributing maintenance, repair and operating (MRO) products, equipment and service to industrial customers, 10 hours a month (5 hours a month during business hours), not investment related, Board of Directors - Audit Committee Chairman. SAMCO Proprietary Trading, Inc.; investment related, Chairman/Director, 5 hours a month during business hours. Ron Sturgeon Family Foundation (in start-up mode at present, will be Treasurer) accounting for the foundation. USA Lacrosse: Audit sub-committee, unpaid, nonprofit.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Reid Mannes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 19, 2024 - Present
SAMCO PROPRIETARY TRADING, INC.
Office #1: 1700 Pacific Ave, Ste 2000, Dallas, TX 75201RIA
CRD#: 329446
Dallas, TX
Current
October 17, 2005 - Present
SAMCO CAPITAL MARKETS, INC.
Office #1: 1700 Pacific Avenue, Suite 4650, Dallas, TX 75201BD
CRD#: 136532
DALLAS, TX
Past
February 12, 2010 - December 31, 2011
HALTER GLOBAL OPPORTUNITY FUND MANAGEMENT, LLC
RIA
CRD#: 151125
DALLAS, TX
Past
September 18, 2007 - June 2, 2008
COMMERCE STREET CAPITAL, LLC
BD
CRD#: 143797
DALLAS, TX
Past
February 3, 2003 - May 19, 2006
PENSON FINANCIAL SERVICES, INC.
BD
CRD#: 25866
DALLAS, TX
Past
August 23, 2001 - February 3, 2003
SERVICE ASSET MANAGEMENT COMPANY
BD
CRD#: 47157
AUSTIN, TX
Past
May 15, 1989 - June 19, 1996
RAUSCHER PIERCE REFSNES, INC.
BD
CRD#: 6663
DALLAS, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/24/2008)
RR
Alaska(3/12/2018)
RR
Arizona(11/24/2008)
RR
Arkansas(11/24/2008)
RR
California(10/19/2005)
RR
Colorado(10/31/2005)
RR
Connecticut(11/24/2008)
RR
Delaware(11/17/2005)
RR
District of Columbia(11/24/2008)
RR
Florida(10/25/2005)
RR
Georgia(10/26/2005)
RR
Hawaii(4/2/2018)
RR
Idaho(10/19/2005)
RR
Illinois(11/1/2005)
RR
Indiana(11/24/2008)
RR
Iowa(11/24/2008)
RR
Kansas(11/24/2008)
RR
Kentucky(11/24/2008)
RR
Louisiana(11/24/2008)
RR
Maine(11/24/2008)
RR
Maryland(10/20/2005)
RR
Massachusetts(11/24/2008)
RR
Michigan(11/24/2008)
RR
Minnesota(11/24/2008)
RR
Mississippi(10/19/2005)
RR
Missouri(11/24/2008)
RR
Montana(10/21/2005)
RR
Nebraska(11/24/2008)
RR
Nevada(11/24/2008)
RR
New Hampshire(11/24/2008)
RR
New Jersey(5/15/2006)
RR
New Mexico(11/24/2008)
RR
New York(10/24/2005)
RR
North Carolina(11/24/2008)
RR
North Dakota(11/16/2005)
RR
Ohio(11/24/2008)
RR
Oklahoma(10/24/2005)
RR
Oregon(11/24/2008)
RR
Pennsylvania(11/24/2008)
RR
Puerto Rico(10/27/2005)
RR
Rhode Island(10/24/2005)
RR
South Carolina(11/24/2008)
RR
South Dakota(11/24/2008)
RR
Tennessee(5/15/2006)
RR
Texas(10/17/2005)
IAR
Texas(3/19/2024)
RR
Utah(11/24/2008)
RR
Vermont(11/24/2008)
RR
Virginia(11/24/2008)
RR
Washington(10/18/2005)
RR
West Virginia(11/24/2008)
RR
Wisconsin(11/24/2008)
RR
Wyoming(10/21/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/17/2007
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SP
SAMCO PROPRIETARY TRADING, INC.
SAMCO PROPRIETARY TRADING, INC.
CRD#: 329446 / SEC#:
Texas
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Contact information
Main Address
6805 Capital Of Texas Highway Suite 350, Austin, TX 78731
Mailing Address
Phone number
(214) 765-1466
Established
Firm type
Fiscal year end
# of Employees
4
0
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SAMCO PROPRIETARY TRADING, INC.
CRD#: 329446Dallas, TX 75201TRUST BUT VERIFY
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