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CM

Charles P. Moncure

DOMINION PARTNERS, L.C.
Glen Allen, VA 23060
Some features on this profile are disabled
CRD#: 1946867
CM

Professional summary

Charles Powhatan Moncure JR is a registered financial professional currently at DOMINION PARTNERS, L.C. located in Glen Allen, Virginia.

Charles is registered as a RR (Registered Representative) and started their career in finance in 1989. Charles has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Powhatan Moncure JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 5, 1997 - Present

DOMINION PARTNERS, L.C.

Office #1: 4801 Cox Road Suite 104, Glen Allen, VA 23060Office #2: 4801cox Road, Ste 104, Glen Allen, VA 23060
BD
CRD#: 42910
Glen Allen, VA
Past

February 26, 1993 - August 7, 1996

SCOTT & STRINGFELLOW, LLC

BD
CRD#: 6255
RICHMOND, VA
Past

April 20, 1989 - February 24, 1993

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Virginia
(4/24/1997)

Exams

State Security Law Exam
RR
Series 63
Date: 6/20/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/17/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/24/1993
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

DP
DOMINION PARTNERS, L.C.
DOMINION PARTNERS, L.C.

CRD#: 42910 / SEC#: , 8-50074

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
4801cox Road, Ste 104, Glen Allen, VA 23060
Mailing Address
4801cox Road, Ste 104, Glen Allen, VA 23060
Phone number
(804) 418-6269
Established
Virginia since 07/16/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MONCURE, CHARLES POWHATAN JRPRINCIPAL, CCO1946867
NASCHOLD, FREDERICK THEODOREPRINCIPAL830850

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DOMINION PARTNERS, L.C.

CRD#: 42910Glen Allen, VA 23060

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