Robert J. Cullen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert John Cullen was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1989. Robert had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2006 - December 20, 2017
RETIREMENT PLANNING & MANAGEMENT GROUP
December 31, 1997 - December 26, 2017
LPL FINANCIAL LLC
April 6, 1992 - December 26, 2017
LPL FINANCIAL LLC
March 5, 1990 - April 14, 1992
FSC SECURITIES CORPORATION
September 7, 1989 - February 8, 1990
BOARDWALK CAPITAL CORPORATION
June 20, 1989 - August 31, 1989
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
RETIREMENT PLANNING & MANAGEMENT GROUP
CRD#: 135840 / SEC#:
Contact information
Red Flags
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