Kevin P. Burns
Professional summary
Kevin Patrick Burns is a registered financial professional currently at BIDS TRADING L.P. located in New York, New York.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1990. Kevin has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 24, Series 23, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Patrick Burns's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2007 - Present
BIDS TRADING L.P.
Office #1: One Liberty Plaza 165 Broadway 23rd Floor, New York, NY, 10006Office #2: One Liberty Plaza 165 Broadway 23rd Floor, New York, NY, 10006October 10, 2006 - June 19, 2007
RAYMOND C. FORBES & CO., INC.
July 22, 2004 - October 5, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 30, 2000 - October 5, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 20, 1999 - March 9, 2000
STUART FRANKEL & CO., INCORPORATED
April 24, 1990 - April 8, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 10, 1990 - March 19, 1990
FIRST OPTIONS OF CHICAGO, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/29/2007)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/9/2005
Limited Representative-Equity Trader ExamFINRA
Current Firm
BIDS TRADING L.P.
CRD#: 141296 / SEC#: , 8-67376
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BIDS HOLDINGS L.P. | SOLE LIMITED PARTNER | |
| BERTE, STEPHEN | PRESIDENT | 6813438 |
| BIDS HOLDINGS GP LLC | GENERAL PARTNER | |
| BOLTON, STEPHEN ANTHONY | PRINCIPAL FINANCIAL OFFICER | 7201776 |
| LAZO, THEODORE RICHARD | CHIEF LEGAL OFFICER | 7215911 |
| SARHAN, ADEL | CHIEF OPERATING OFFICER | 5354052 |
| SMITH, BRIAN | CHIEF COMPLIANCE OFFICER | 2866603 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
