Christopher B. Warren
Professional summary
Christopher Bordner Warren, ChFC®, CLU®, who also goes by Chris Warren, Christopher B Warren, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Boca Raton, Florida and AMERITAS INVESTMENT COMPANY, LLC located in Boca Raton, Florida.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Christopher has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Bordner Warren's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 1877 S Federal Highway Ste 210, Boca Raton, FL 33432October 31, 2003 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 1877 South Federal Highway Ste 210, Boca Raton, FL 33432September 30, 2004 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
November 15, 1995 - September 30, 2004
THE ADVISORS GROUP, INC.
November 15, 1995 - October 31, 2003
THE ADVISORS GROUP, INC.
June 22, 1994 - November 21, 1995
SUMMIT EQUITIES, INC.
June 26, 1989 - June 24, 1994
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/4/2021)
(10/31/2003)
(10/31/2003)
(10/31/2003)
(10/31/2003)
(11/1/2021)
(4/11/2007)
(3/29/2004)
(10/31/2003)
(7/12/2013)
(12/6/2021)
(12/6/2021)
(9/29/2011)
(10/31/2003)
(2/26/2021)
(9/22/2020)
(5/9/2016)
(12/6/2021)
(11/1/2021)
(6/30/2011)
(1/18/2018)
(7/18/2018)
(5/14/2018)
(10/14/2009)
(4/24/2023)
(10/31/2003)
(11/27/2018)
(11/1/2021)
(2/22/2005)
(2/12/2024)
(6/14/2022)
Exams
FINRA
Current Firm
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245Boca Raton, FL 33432TRUST BUT VERIFY
Monitor Christopher Warren
Get automatic monthly alerts on:
