James Patrick Cross
Professional Summary
James Patrick Cross was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1989 - 2009. James had worked at 5 firms and has passed the Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
SGC | TEXAS STANFORD GROUP COMPANY (FN) | TEXAS STANFORD GROUP COMPANY | STANFORD GROUP COMPANY, A TEXAS CORPORATION | STANFORD GROUP COMPANY OF TEXAS, INC. | STANFORD GROUP COMPANY OF TEXAS | STANFORD GROUP COMPANY OF FLORIDA | STANFORD GROUP COMPANY INC. | STANFORD GROUP COMPANY (TEXAS) | STANFORD GROUP COMPANY
Contact Information
Main Address
16000 Barkers Point Ln, Suite 170, Houston, TX 77079Established
Texas since 07/21/1995Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANFORD GROUP HOLDINGS INC. | OWNER | — |
| JANVEY, RALPH STEVEN | RECEIVER ONLY NOT CCO / CHIEF COMPLIANCE OFFICER | — |
Disclosures
Regulatory Event
5Civil Event
1Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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