Maria L. Tsalis
Professional summary
Maria Lea Tsalis, who also goes by Maria Lea Sirigas, Maria Sirigas, is a registered financial professional currently at THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. located in Palos Heights, Illinois.
Maria is registered as a RR (Registered Representative) and started their career in finance in 1989. Maria has worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 6, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Maria Lea Tsalis's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 19, 2016 - Present
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
June 30, 2009 - August 18, 2016
HOLISTIC BROKERAGE, LLC
January 6, 2006 - June 19, 2009
SOUTHWEST TEXAS CAPITAL, L.L.C
May 21, 1992 - October 20, 2005
AMERIPRISE ADVISOR SERVICES, INC.
October 11, 1989 - June 3, 1991
NUVEEN SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/6/2023)
(8/16/2022)
(7/19/2016)
(7/19/2016)
(7/19/2016)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
CRD#: 41282 / SEC#: , 8-49352
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HALPERT, JEFFREY ROSS | CEO | 2072459 |
| HALPERT, JEFFREY ROSS | PRESIDENT | 2072459 |
| HYNES, EDWARD JAMES JR | MEMBER | 1058397 |
| PASCULLI, ANTHONY GREGORY | MEMBER | 2238324 |
| CHIECO, DAVID ANTHONY | MEMBER | 1563513 |
| FEINSTEIN, GEOFF IRA | MEMBER | 2259310 |
| ALMERINI, LOUIS ACHILLE | FINOP | 1605183 |
| COLARUSSO, GINNY | CCO | 4221362 |
| GARBUS, STEVEN DAVID | MEMBER | 1268525 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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