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Thomas P. Palmer

CLAREMONT CAPITAL MANAGEMENT
Phoenix, AZ 85012
Some features on this profile are disabled
CRD#: 1946494
TP

Professional summary

Thomas Payne Palmer is a registered financial advisor currently at CLAREMONT CAPITAL MANAGEMENT, LLC located in Phoenix, Arizona.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Thomas has worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 3, Series 7 and Series 22 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SS MISSOURI, LLC 333 E OSBORN RD SUITE 300 PHOENIX, AZ 85012 REAL ESTATE INVESTMENT MANAGING MEMBER, 2/24/2010 0 HRS PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Payne Palmer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 30, 2010 - Present

CLAREMONT CAPITAL MANAGEMENT, LLC

Office #1: 333 E Osborn Road Suite 300, Phoenix, AZ 85012
RIA
CRD#: 155189
Phoenix, AZ
Past

November 27, 2002 - October 7, 2003

BANC ONE CAPITAL MARKETS, INC.

BD
CRD#: 23065
CHICAGO, IL
Past

April 8, 1997 - March 22, 2002

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

August 25, 1994 - March 12, 1997

CREDIT AGRICOLE SECURITIES (USA) INC.

BD
CRD#: 190
NEW YORK, NY
Past

June 19, 1989 - October 2, 1991

LIQUIDITY FINANCIAL ADVISORS, INC

BD
CRD#: 8436
EMERYVILLE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CLAREMONT CAPITAL MANAGEMENT, LLC
CLAREMONT CAPITAL MANAGEMENT, LLC

CRD#: 155189 / SEC#: 801-71872

RIA
Registered Investment Advisory firm - (9/30/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(11/30/2010)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/20/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 12/1/2000
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/8/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 8/22/1997
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 7/25/1990
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 6/16/1989
Direct Participation Programs Representative Examination

Current Firm

CC
CLAREMONT CAPITAL MANAGEMENT, LLC
CLAREMONT CAPITAL MANAGEMENT, LLC

CRD#: 155189 / SEC#: 801-71872

RIA
Registered Investment Advisory firm - (9/30/2010 Approved)
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Contact information

Main Address
333 E Osborn Road Suite 300, Phoenix, AZ 85012
Mailing Address
Phone number
(602) 222-2135
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CLAREMONT CAPITAL MANAGEMENT LLC CLIENT BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts29
AUM (Assets Under Management)$ 797,828,252

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CLAREMONT CAPITAL MANAGEMENT, LLC

CRD#: 155189Phoenix, AZ 85012

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