Harold A. Brill

NATURAL INVESTMENTS

Paonia, CO

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CRD#: 1946338

Professional summary

Harold Arthur Brill is a registered financial advisor currently at NATURAL INVESTMENTS located in Paonia, Colorado.

Harold is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Harold has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold Arthur Brill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 1999 - Present

NATURAL INVESTMENTS

RIA

CRD#: 113348

Paonia, CO

Past

January 2, 1990 - December 31, 1999

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

May 10, 1989 - January 2, 1990

FIRST AFFIRMATIVE FINANCIAL NETWORK, INC.

CRD#: 18339

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NATURAL INVESTMENTS

CRD#: 113348 / SEC#: 801-63874

RIA

Registered Investment Advisory firm - (2/10/2005 Approved)

California

Registered Investment Advisory firm - (2/23/2005 Terminated)

Colorado

Registered Investment Advisory firm - (3/16/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/2/1999)

IAR

Colorado
(1/1/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/27/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/16/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/4/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/9/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NATURAL INVESTMENTS

CRD#: 113348 / SEC#: 801-63874

RIA

Registered Investment Advisory firm - (2/10/2005 Approved)

California

Registered Investment Advisory firm - (2/23/2005 Terminated)

Colorado

Registered Investment Advisory firm - (3/16/2005 Terminated)

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Contact information

Main Address

Windsor, CA

Mailing Address

P.o. Box 7775, #43366, San Francisco, CA 94120-7775

Phone number

(707) 758-0171

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ADV PART 2 (2/17/2025)

Regulatory assets under management

Total Number of Accounts	4,846
AUM (Assets Under Management)	$ 1,973,943,342

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Harold A. Brill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold Arthur Brill's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALNUT STREET SECURITIES, INC.

FIRST AFFIRMATIVE FINANCIAL NETWORK, INC.

Primary Firm SEC Registration

NATURAL INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 4/27/1995

Series 63

Date: 5/16/1989

Series 7

Date: 8/4/1993

Series 6

Date: 5/9/1989

Current Firm

NATURAL INVESTMENTS

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NATURAL INVESTMENTS

TRUST BUT VERIFY

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