Brian M. Ursu

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CRD#: 1946295

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian Michael Ursu, CFP®, who also goes by Brian Michael Ursu Mr, was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 1989. Brian had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Retirement Income Management

Retirement Planning

Investment Planning

Insurance Planning

Are you a "fiduciary"?

Aliases

Brian Michael Ursu Mr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 02/09/2011 - INTENTIONAL WEALTH ADVISORS, LLC - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 12/11/2019 - Brian Ursu, Author - Not Investment Related - Home Based - Other-Writing a Book - Started 12/09/2019 - 15 Hours Per Month/0 Hours During Securities Trading. 3. 2/24/2021 - Little Red House - Investment Related - Leland MI 49654 - Real Estate Rental - Start Date: 05/15/2021 - 5 Hours Per Month During Securities Trading - Seasonal short term rental through air bnb.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Past

December 16, 2022 - July 31, 2024

BECK BODE LLC

RIA

CRD#: 282611

Traverse City, MI

Past

February 5, 2010 - November 15, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

TRAVERSE CITY, MI

Past

January 9, 2008 - December 31, 2008

LPL FINANCIAL LLC

RIA

CRD#: 6413

TRAVERSE CITY, MI

Past

June 10, 2005 - November 15, 2022

LPL FINANCIAL LLC

CRD#: 6413

TRAVERSE CITY, MI

Past

May 5, 2000 - June 23, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

April 6, 1993 - May 9, 2000

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

January 2, 1991 - April 2, 1993

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

April 24, 1990 - December 31, 1990

CENTURY INVESTORS OF AMERICA, INC.

CRD#: 5322

Past

May 23, 1989 - April 9, 1990

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 23, 1989 - April 9, 1990

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BECK BODE LLC

CRD#: 282611 / SEC#: 801-107188

RIA

Registered Investment Advisory firm - (1/27/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/16/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/5/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/20/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/9/2005

General Securities Principal Examination

Current Firm

BECK BODE LLC

CRD#: 282611 / SEC#: 801-107188

RIA

Registered Investment Advisory firm - (1/27/2016 Approved)

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Contact information

Main Address

858 Washington Street Suite 100, Dedham, MA 02026

Mailing Address

Phone number

(617) 209-2224

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BECK BODE LLC PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,544
AUM (Assets Under Management)	$ 615,926,726

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Brian M. Ursu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN STANLEY DW INC.

CETERA INVESTMENT SERVICES LLC

CUNA BROKERAGE SERVICES, INC.

CENTURY INVESTORS OF AMERICA, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BECK BODE LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/16/1997

Series 63

Date: 6/5/1989

SIE

Date: 10/1/2018

Series 7

Date: 5/20/1989

Series 24

Date: 9/9/2005

Current Firm

BECK BODE LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BECK BODE LLC

TRUST BUT VERIFY

Contact information

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