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David P. Velinsky

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CRD#: 1946280
DV

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Porto Velinsky was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1989. David had worked at 10 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 1, 2001 - July 23, 2002

PAN-AMERICAN FINANCIAL ADVISERS

BD
CRD#: 15578
NEW ORLEANS, LA
Past

October 26, 1999 - February 2, 2001

SOMERSET FINANCIAL GROUP, INC.

BD
CRD#: 46507
PRINCETON, NJ
Past

October 21, 1998 - August 24, 1999

SUMMIT FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 7246
BETHLEHEM, PA
Past

October 1, 1996 - October 21, 1998

FISERV INVESTOR SERVICES, INC.

BD
CRD#: 34637
HOUSTON, TX
Past

August 17, 1995 - August 9, 1996

ESSEX NATIONAL SECURITIES, LLC

BD
CRD#: 25454
NAPA, CA
Past

January 11, 1994 - August 16, 1995

CONSECO SECURITIES, INC.

BD
CRD#: 29367
CARMEL, IN
Past

October 28, 1993 - August 17, 1995

CHEMICAL INVESTOR SERVICES, INC.

BD
CRD#: 17350
Past

October 20, 1992 - November 27, 1993

FLEET ENTERPRISES, INC.

BD
CRD#: 17434
NEW YORK, NY
Past

August 22, 1989 - June 10, 1991

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

August 22, 1989 - June 10, 1991

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/13/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


PF
PAN-AMERICAN FINANCIAL ADVISERS
PAN-AMERICAN FINANCIAL ADVISERS | PAN-AMERICAN FINANCIAL SERVICES, INC.

CRD#: 15578 / SEC#: , 8-32639

BD
Terminated by SEC on 01/01/2007
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Contact information


Main Address
Mailing Address
Phone number
Established
Louisiana since 07/31/1984
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
PAN-AMERICAN LIFE INSURANCE COMPANYSHAREHOLDER
LAGRONE, DANIEL EVERETTGENERAL COUNSEL, SECRETARY OF CORPORATION, CHIEF COMPLIANCE OFFICER2789525
LEGNON, JR., EDWIN KFINOP, TREASUER, DIRECTOR4092877
MCGUNAGLE, GEORGE FRANCISCHAIRMAN OF THE BOARD3233721
SCHORR, RACHAEL DELLACCIOPRESIDENT, CROP, SROP, DIRECTOR2128016

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PAN-AMERICAN FINANCIAL ADVISERS

CRD#: 15578

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