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DOUGLAS SCOTT MILLER

Douglas Scott Miller

CRD# 1946240·Registered 1989 - 2018
Barred: DOUGLAS SCOTT MILLER was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

DOUGLAS SCOTT MILLER, who also goes by Doug Miller, was a registered financial advisor. DOUGLAS was a previously registered financial professional and started their career in finance 1989 - 2018. DOUGLAS had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Doug Miller

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

Past

PRIVATE WEALTH CONSULTANTS LTDPast·CRD# 112602
RIA
Toledo, OH
February 10, 2012 - November 2, 2018
TRIAD ADVISORS LLCPast·CRD# 25803
BD
Toledo, OH
August 17, 2005 - July 14, 2014
STRATEGIC INVESTMENT ADVISORS, LLCPast·CRD# 135448
RIA
Sylvania, OH
September 8, 2005 - October 21, 2009
SAVAGE AND ASSOCIATES, INC.Past·CRD# 119705
RIA
Toledo, OH
June 7, 2004 - August 18, 2005
WALNUT STREET ADVISERS INCPast·CRD# 109903
RIA
Toledo, OH
June 5, 2001 - August 16, 2005
WALNUT STREET SECURITIES, INC.Past·CRD# 15840
BD
El Segundo, CA
April 4, 2001 - August 16, 2005
OSAIC WEALTH, INC.Past·CRD# 23131
BD
Scottsdale, AZ
November 19, 1989 - May 17, 2001
INTEGRATED RESOURCES EQUITY CORPORATIONPast·CRD# 6403
BD
May 23, 1989 - November 19, 1989

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Current Firm

PW
PRIVATE WEALTH CONSULTANTS LTD

PRIVATE WEALTH CONSULTANTS LTD

CRD#: 112602 / SEC#: 801-57364

Contact Information

Main Address

6591 West Central Ave Suite 108, Toledo, OH 43617

Documents

Latest Form ADV

Part 2 Brochures

PRIVATE WEALTH CONSULTANTS LTD. - PART 2 (10/31/2018)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1989About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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