David L. Gantsweg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Lauren Gantsweg, CFP® was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1989. David had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2012 - December 31, 2022
THIRSTY HORSES GROUP
March 1, 2007 - December 31, 2011
THIRSTY HORSES GROUP
December 15, 1997 - March 1, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
October 14, 1994 - July 3, 2006
IDS LIFE INSURANCE COMPANY
October 14, 1994 - March 1, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
October 18, 1989 - April 4, 1994
INTERVEST INTERNATIONAL EQUITIES CORPORATION
May 31, 1989 - October 26, 1989
IDS LIFE INSURANCE COMPANY
May 31, 1989 - October 26, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THIRSTY HORSES GROUP
CRD#: 142787 / SEC#: 801-67438
Contact information
Regulatory assets under management
| Total Number of Accounts | 169 |
| AUM (Assets Under Management) | $ 72,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
