Jimmy R. Huggins
Professional summary
Jimmy Ray Huggins, who also goes by Jim Ray Huggins, Jim Huggins, Jimm Ray Huggins, is a registered financial advisor currently at DIAMOND INVESTMENT MANAGEMENT SERVICES, LLC located in Arlee, Montana.
Jimmy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Jimmy has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jimmy Ray Huggins's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 7, 2012 - Present
DIAMOND INVESTMENT MANAGEMENT SERVICES, LLC
January 13, 2009 - July 31, 2012
PEAK INVESTMENT MANAGEMENT, LTD
May 24, 2002 - December 2, 2008
D.A. DAVIDSON & CO.
February 25, 2000 - December 2, 2008
D.A. DAVIDSON & CO.
February 10, 2000 - March 13, 2000
PIPER SANDLER & CO.
January 22, 1994 - March 17, 2000
U.S. BANCORP INVESTMENTS, INC.
July 31, 1993 - January 13, 1994
CITIGROUP GLOBAL MARKETS INC.
December 7, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
July 17, 1989 - September 19, 1991
METROPOLITAN LIFE INSURANCE COMPANY
July 17, 1989 - September 19, 1991
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/9/2012)
(6/7/2012)
Exams
Current Firm
DIAMOND INVESTMENT MANAGEMENT SERVICES, LLC
CRD#: 164439 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 127 |
| AUM (Assets Under Management) | $ 22,800,000 |
Red Flags
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