Brett H. Coulter
Professional summary
Brett Holbrook Coulter is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Chicago, Illinois.
Brett is registered as a RR (Registered Representative) and started their career in finance in 1989. Brett has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brett Holbrook Coulter's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2021 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 425 S. Financial Place Ste 2700, Chicago, IL 60605June 17, 2019 - October 29, 2020
CANTOR FITZGERALD & CO.
September 11, 2014 - May 22, 2019
RBC CAPITAL MARKETS, LLC
June 1, 2009 - August 20, 2014
MORGAN STANLEY
July 7, 1998 - September 1, 1998
SALOMON BROTHERS INC.
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
February 7, 1990 - July 31, 1993
LEHMAN BROTHERS INC.
July 20, 1989 - February 6, 1990
J. T. MORAN & CO., INC.
June 20, 1989 - July 6, 1989
SECURITIES USA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/12/2021)
(4/8/2021)
(4/8/2021)
(5/5/2021)
(4/9/2021)
(4/12/2021)
(4/16/2021)
(4/8/2021)
(4/8/2021)
(4/9/2021)
(4/13/2021)
(4/8/2021)
(7/13/2021)
(4/9/2021)
(4/9/2021)
(4/12/2021)
Exams
FINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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