Teresa L. Crosier
Professional summary
Teresa Lynn Crosier, who also goes by Teresa Lynn Appleby, is a registered financial professional currently at W.G. NIELSEN & CO. located in Denver, Colorado.
Teresa is registered as a RR (Registered Representative) and started their career in finance in 1989. Teresa has worked at 5 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 14, Series 28, Series 27, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Teresa Lynn Crosier's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2018 - Present
W.G. NIELSEN & CO.
Office #1: 3200 Cherry Creek Drive South Suite 470, Denver, CO 80209November 6, 2009 - September 5, 2017
WELLS FARGO SECURITIES, LLC
December 19, 2000 - November 6, 2009
WELLS FARGO BROKERAGE SERVICES, L.L.C.
July 16, 1997 - November 28, 2000
W.G. NIELSEN & CO.
March 12, 1991 - July 15, 1997
KFS BD, INC.
March 4, 1991 - March 8, 1991
UBC INVESTMENT CORPORATION
October 25, 1989 - January 9, 1990
UBC INVESTMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2018)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 28
Date: 1/2/2023
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
W.G. NIELSEN & CO.
CRD#: 41093 / SEC#: , 8-49316
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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