David W. Wilner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Wesley Wilner, CFP® was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1989. David had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2011 - December 14, 2022
BESTVEST INVESTMENTS, LTD.
April 11, 2005 - May 20, 2010
LPL FINANCIAL LLC
November 13, 1997 - April 11, 2005
BESTVEST INVESTMENTS, LTD.
April 7, 1995 - September 8, 1997
MARINER FINANCIAL SERVICES, INC.
March 21, 1991 - April 17, 1995
CUNA BROKERAGE SERVICES, INC.
August 23, 1990 - March 22, 1991
MUTUAL SERVICE CORPORATION
August 7, 1989 - August 6, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 7, 1989 - August 6, 1990
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BESTVEST INVESTMENTS, LTD.
CRD#: 40302 / SEC#: , 8-49007
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OC HOLDINGS LLC | OWNER | |
| COONEY, WILLIAM GRESHAM | CHIEF COMPLIANCE OFFICER | 1333702 |
| OCONNOR, JAMES WILLIAM | PRESIDENT AND FINANCIAL PRINCIPAL |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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