Dalyne L. Shinneman
Professional summary
Dalyne Leader Shinneman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dalyne is a previously registered financial advisor and started their career in finance in 1989. Prior to being barred, Dalyne had worked at 12 firms, which includes RIDGEWAY CONGER ADVISORY SERVICES, RIDGEWAY & CONGER INC., J P TURNER & COMPANY CAPITAL MANAGEMENT LLC, J.P. TURNER & COMPANY L.L.C., NATIONAL SECURITIES CORPORATION, OPPENHEIMER & CO. INC., STIFEL NICOLAUS & COMPANY INCORPORATED, DAIN RAUSCHER INCORPORATED, CLAYTON BROWN & ASSOCIATES INC., NORTHERN TRUST SECURITIES INC., NATCITY INSURANCE SERVICES INC., MIDWEST FINANCIAL GROUP BROKERAGE SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2008 - March 27, 2014
RIDGEWAY CONGER ADVISORY SERVICES
July 22, 2008 - March 27, 2014
RIDGEWAY & CONGER, INC.
May 21, 2008 - June 27, 2008
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
May 21, 2008 - June 27, 2008
J.P. TURNER & COMPANY, L.L.C.
July 13, 2007 - June 11, 2008
NATIONAL SECURITIES CORPORATION
September 21, 2004 - June 22, 2007
OPPENHEIMER & CO. INC.
April 19, 2004 - June 22, 2007
OPPENHEIMER & CO. INC.
January 2, 1998 - April 20, 2004
STIFEL, NICOLAUS & COMPANY, INCORPORATED
December 16, 1994 - April 20, 2004
STIFEL, NICOLAUS & COMPANY, INCORPORATED
November 23, 1994 - November 30, 1994
DAIN RAUSCHER INCORPORATED
August 28, 1991 - November 14, 1994
CLAYTON BROWN & ASSOCIATES, INC.
February 6, 1991 - July 31, 1991
NORTHERN TRUST SECURITIES, INC.
December 6, 1990 - February 4, 1991
NATCITY INSURANCE SERVICES, INC.
May 23, 1989 - December 19, 1989
MIDWEST FINANCIAL GROUP BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Exams
Series 8
Date: 1/10/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RIDGEWAY CONGER ADVISORY SERVICES
CRD#: 139372 / SEC#: 801-66272
Contact information
Documents
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