Valerie A. Clayton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Valerie Ann Clayton, CFP®, who also goes by Valerie A. Clayton, Valerie Clayton, Valerie A Florez, Valerie Ann Florez, was a registered financial professional .
Valerie is a previously registered financial professional and started their career in finance in 1990. Valerie had worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2021 - June 30, 2025
TRUIST ADVISORY SERVICES, INC.
February 17, 2021 - June 30, 2025
TRUIST INVESTMENT SERVICES, INC.
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
October 19, 2005 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
October 19, 2005 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
November 26, 2003 - October 21, 2005
STATE FARM VP MANAGEMENT CORP.
March 31, 2003 - November 7, 2003
CITIGROUP GLOBAL MARKETS INC.
June 12, 2000 - November 7, 2003
CITIGROUP GLOBAL MARKETS INC.
October 7, 1998 - June 15, 2000
THE ROBINSON-HUMPHREY COMPANY, LLC
April 16, 1997 - September 17, 1998
IFG NETWORK SECURITIES, INC.
June 1, 1995 - November 6, 1996
PRUDENTIAL EQUITY GROUP, LLC
October 13, 1993 - June 15, 1995
UBS FINANCIAL SERVICES INC.
November 10, 1992 - April 21, 1994
KEOGLER, MORGAN & COMPANY, INC.
March 31, 1992 - September 17, 1992
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 21, 1991 - March 31, 1992
NATIONSBANC SECURITIES OF GEORGIA, INC.
June 25, 1991 - December 5, 1991
PRUDENTIAL EQUITY GROUP, LLC
May 28, 1991 - August 13, 1991
CHATFIELD DEAN & CO., INC.
November 13, 1990 - April 15, 1991
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
