Norman Zadeh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman Zadeh, who also goes by Norm Zadah, was a registered financial advisor .
Norman is a previously registered financial advisor and started their career in finance in 1990. Norman had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2005 - August 22, 2011
PRIME ADVISORS INC.
January 26, 1999 - April 15, 1999
WHARTON EQUITY CORPORATION
August 26, 1991 - June 29, 2009
AMERICAN EASTERN SECURITIES, INC.
July 20, 1990 - December 31, 1998
WHARTON EQUITY CORPORATION
May 22, 1990 - August 29, 1990
CALIFORNIA SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
