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Norman Zadeh

CRD# 1944977·Registered 1990 - 2011
Previously Registered: Being a previously registered professional could mean that Norman is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Norman Zadeh, who also goes by Norm Zadah, was a registered financial advisor. Norman was a previously registered financial advisor and started their career in finance 1990 - 2011. Norman had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Norm Zadah

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

PRIME ADVISORS INC.·CRD# 112661
RIA
Beverly Hills, CA
January 27, 2005 - August 22, 2011
WHARTON EQUITY CORPORATION·CRD# 10170
BD
Wayne, PA
January 26, 1999 - April 15, 1999
AMERICAN EASTERN SECURITIES, INC.·CRD# 25621
BD
Los Angeles, CA
August 26, 1991 - June 29, 2009
WHARTON EQUITY CORPORATION·CRD# 10170
BD
Wayne, PA
July 20, 1990 - December 31, 1998
CALIFORNIA SECURITIES CORP.·CRD# 10270
BD
May 22, 1990 - August 29, 1990

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1990About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1990About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Apr 1989About the Series 3 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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