Richard C. Templin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Charles Templin was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1991. Richard had worked at 6 firms and has passed the Series 63, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2013 - February 23, 2016
TEXAS E&P PARTNERS, INC.
November 9, 2012 - August 26, 2013
NOBLES & RICHARDS, INC.
February 14, 2012 - November 6, 2012
GUARDIAN DIRECT ENERGY PROGRAMS, INC.
May 12, 2009 - October 15, 2010
MPG FINANCIAL, LLC
April 3, 2001 - April 22, 2009
AMEREST SECURITIES, INC.
March 11, 1991 - June 24, 1991
SOARES FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TEXAS E&P PARTNERS, INC.
CRD#: 127228 / SEC#: , 8-65968
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
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