Ronald E. Schutz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Eugene Schutz was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 2001. Ronald had worked at 5 firms and has passed the Series 66, Series 7, Series 31 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2013 - March 11, 2014
MERRIMAN CAPITAL, INC.
February 27, 2012 - April 17, 2013
INDEPENDENT INVESTMENT BANKERS, CORP.
November 22, 2010 - October 10, 2011
AEGIS CAPITAL CORP.
November 13, 2008 - November 8, 2010
GVC CAPITAL LLC
February 20, 2002 - September 2, 2003
MORGAN STANLEY DW INC.
December 20, 2001 - September 2, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MERRIMAN CAPITAL, INC.
CRD#: 18296 / SEC#: , 8-36420
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 1 |
Red Flags
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