J. J. Schlick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
J. Jordan Schlick, who also goes by Joseph Jordan Schlick, was a registered financial professional .
J. is a previously registered financial professional and started their career in finance in 2003. J. had worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2013 - August 24, 2018
COMPASS CAPITAL MANAGEMENT, LLC
June 27, 2006 - April 16, 2013
MOUNT VERNON ASSOCIATES INC
November 20, 2003 - June 30, 2006
COMPASS INVESTMENT MANAGEMENT, LLC
State Registrations and Notice Filings
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Exams
Current Firm
COMPASS CAPITAL MANAGEMENT, LLC
CRD#: 166851 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
