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PL

Paul D. Lawless

SENTINEL BROKERS COMPANY
Jupiter, FL 33477
Some features on this profile are disabled
CRD#: 1944744
PL

Professional summary

Paul Donald Lawless is a registered financial professional currently at SENTINEL BROKERS COMPANY, INC. located in Jupiter, Florida.

Paul is registered as a RR (Registered Representative) and started their career in finance in 1989. Paul has worked at 11 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul Donald Lawless's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 28, 2025 - Present

SENTINEL BROKERS COMPANY, INC.

Office #1: 102 Xanadu Place, Jupiter, FL 33477
BD
CRD#: 40305
Jupiter, FL
Past

September 12, 2024 - February 20, 2025

VELOCITY CLEARING, LLC

BD
CRD#: 126588
Boca Raton, FL
Past

February 7, 2023 - September 17, 2024

SENTINEL BROKERS COMPANY, INC.

BD
CRD#: 40305
JUPITER, FL
Past

May 13, 2020 - January 26, 2023

PFS INVESTMENTS INC.

BD
CRD#: 10111
JUPITER, FL
Past

June 22, 2017 - October 29, 2018

BENJAMIN & JEROLD BROKERAGE I, LLC

BD
CRD#: 29110
NEW YORK, NY
Past

August 6, 2014 - May 8, 2015

SENTINEL BROKERS COMPANY, INC.

BD
CRD#: 40305
JUPITER, FL
Past

January 30, 2012 - September 13, 2012

W.A. CAPITAL MARKETS

BD
CRD#: 6292
NEW YORK, NY
Past

January 22, 2008 - November 30, 2011

THE GRISWOLD COMPANY, INCORPORATED

BD
CRD#: 32944
NEW YORK, NY
Past

October 5, 2000 - December 6, 2007

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN
Past

February 9, 1999 - October 10, 2000

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK CITY, NY
Past

August 5, 1993 - June 12, 1997

WACHOVIA SECURITIES, INC.

BD
CRD#: 431
CHARLOTTE, NC
Past

August 13, 1991 - January 6, 1992

PURCELL GRAHAM INCORPORATED

BD
CRD#: 7187
NEW YORK, NY
Past

June 20, 1989 - September 2, 1992

CASTLE SECURITIES CORP.

BD
CRD#: 16077
FREEPORT, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(1/28/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/14/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 2/21/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/17/1989
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SB
SENTINEL BROKERS COMPANY, INC.
LAWLESS, JOSEPH MATHEW | SENTINEL BROKERS COMPANY, INC. | SENTINEL BROKERS COMPANY

CRD#: 40305 / SEC#: , 8-49005

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
102 Xanadu Place, Jupiter, FL 33477
Mailing Address
102 Xanadu Place, Jupiter, FL 33477
Phone number
(561) 406-2242
Established
New York since 01/01/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SENTINEL BROKERS LLCSHAREHOLDER
SED CAPITAL PTE LTDOWNER
LAWLESS, JOSEPH MATHEWCEO, CCO1783307

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SENTINEL BROKERS COMPANY, INC.

CRD#: 40305Jupiter, FL 33477

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