Woodrow D. Bowling

BROOKSTONE WEALTH ADVISORS

Carlisle, OH

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CRD#: 1944709

Professional summary

Woodrow D Bowling, who also goes by Woodrow David Bowling, Woody David Bowling, Woody Bowling, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Carlisle, Ohio.

Woodrow is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Woodrow has worked at 9 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Woodrow David Bowling | Woody David Bowling | Woody Bowling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

10/2007 Independent Licensed Insurance Agent: Carlise, OH; life and health agent that does Medicare plans; non investment related & also college advisory services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Woodrow D Bowling's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 20, 2022 - Present

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

Carlisle, OH

Past

November 5, 2018 - May 24, 2022

ROYAL FUND MANAGEMENT, LLC

RIA

CRD#: 144434

Carlisle, OH

Past

November 30, 2017 - September 28, 2018

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

CINCINNATI, OH

Past

August 31, 2017 - September 28, 2018

PRUCO SECURITIES, LLC.

CRD#: 5685

CINCINNATI, OH

Past

January 8, 2016 - August 30, 2017

FIRST ADVISORS NATIONAL, LLC

RIA

CRD#: 166212

Carlisle, OH

Past

September 23, 2015 - December 18, 2015

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Dayton, OH

Past

August 5, 2015 - September 3, 2015

NATIONWIDE SECURITIES, LLC

CRD#: 11173

LEBANON, OH

Past

October 22, 2014 - July 17, 2015

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

FRANKLIN, OH

Past

February 7, 2013 - October 17, 2014

FIRST ADVISORS NATIONAL, LLC

RIA

CRD#: 166212

SPRINGBORO, OH

Past

July 12, 2012 - December 31, 2012

INSTITUTE FOR WEALTH ADVISORS, INC.

RIA

CRD#: 149347

SPRINGBORO, OH

Past

February 11, 2008 - December 31, 2008

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

MASON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/16/2018

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/22/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 9/28/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/5/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Woodrow D. Bowling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Woodrow D Bowling's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROYAL FUND MANAGEMENT, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

FIRST ADVISORS NATIONAL, LLC

ALLSTATE FINANCIAL SERVICES, LLC

NATIONWIDE SECURITIES, LLC

HORTER INVESTMENT MANAGEMENT, LLC

FIRST ADVISORS NATIONAL, LLC

INSTITUTE FOR WEALTH ADVISORS, INC.

FARMERS FINANCIAL SOLUTIONS, LLC

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/16/2018

Series 65

Date: 6/22/2012

SIE

Date: 9/28/2018

Series 6

Date: 8/5/2015

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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