Bradley Harsch

STRATEGIC ADVOCATES

Sacramento, CA 95814

CRD#: 1944419

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Professional summary

Bradley Harsch, AIF®, who also goes by Brad Harsch, Bradley Roland Harsch, is a registered financial advisor currently at STRATEGIC ADVOCATES, LLC located in Sacramento, California.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Bradley has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Harsch | Bradley Roland Harsch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Harsch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

September 19, 2022 - Present

STRATEGIC ADVOCATES, LLC

Office #1: 500 N Street Suite 30, Sacramento, CA 95814

RIA

CRD#: 316858

Sacramento, CA

Past

January 23, 2023 - November 15, 2023

CROWN CAPITAL SECURITIES, L.P.

RIA

CRD#: 6312

SACRAMENTO, CA

Past

January 20, 2023 - November 15, 2023

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

SACRAMENTO, CA

Past

February 17, 2014 - December 31, 2022

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Sacramento, CA

Past

February 17, 2014 - December 31, 2022

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Sacramento, CA

Past

September 8, 2009 - December 12, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

SACRAMENTO, CA

Past

September 8, 2009 - March 3, 2014

LPL FINANCIAL LLC

CRD#: 6413

SACRAMENTO, CA

Past

January 2, 2009 - September 8, 2009

ASSOCIATED SECURITIES CORP.

RIA

CRD#: 12969

SACRAMENTO, CA

Past

January 2, 2009 - September 8, 2009

ASSOCIATED SECURITIES CORP.

CRD#: 12969

SACRAMENTO, CA

Past

September 5, 2006 - February 14, 2014

STRATEGIC WEALTH ADVISORS GROUP

RIA

CRD#: 140977

SACRAMENTO, CA

Past

August 18, 2003 - December 31, 2008

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

SACRAMENTO, CA

Past

July 23, 2003 - December 31, 2008

FSC SECURITIES CORPORATION

CRD#: 7461

SACRAMENTO, CA

Past

July 1, 2003 - July 25, 2003

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SACRAMENTO, CA

Past

July 1, 2003 - July 25, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 18, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

SACRAMENTO, CA

Past

December 1, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

May 23, 1989 - December 6, 2000

M.L. STERN & CO., LLC.

CRD#: 8327

BEVERLY HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVOCATES, LLC

CRD#: 316858 / SEC#: 801-126262

RIA

Registered Investment Advisory firm - (7/29/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/11/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/24/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/17/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/20/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/8/2000

General Securities Principal Examination

Current Firm

STRATEGIC ADVOCATES, LLC

CRD#: 316858 / SEC#: 801-126262

RIA

Registered Investment Advisory firm - (7/29/2022 Approved)

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Contact information

Main Address

500 N Street Suite 30, Sacramento, CA 95814

Mailing Address

Phone number

(888) 247-7753

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STRATEGIC ADVOCATES 2A BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	2,622
AUM (Assets Under Management)	$ 433,835,344

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradley Harsch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Harsch's CRS (Customer Relationship Summary).

Certified licenses

Experience

CROWN CAPITAL SECURITIES, L.P.

CROWN CAPITAL SECURITIES, L.P.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ASSOCIATED SECURITIES CORP.

ASSOCIATED SECURITIES CORP.

STRATEGIC WEALTH ADVISORS GROUP

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

M.L. STERN & CO., LLC.

Primary Firm SEC Registration

STRATEGIC ADVOCATES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/11/1999

Series 63

Date: 5/24/1989

SIE

Date: 10/1/2018

Series 31

Date: 8/17/2004

Series 7

Date: 5/20/1989

Series 24

Date: 3/8/2000

Current Firm

STRATEGIC ADVOCATES, LLC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC ADVOCATES, LLC

TRUST BUT VERIFY

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