Patrick J. Troy
Professional summary
Patrick Joseph Troy is a registered financial professional currently at RCM SECURITIES located in Chicago, Illinois.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1989. Patrick has worked at 6 firms and has passed the Series 63, Series 72 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Joseph Troy's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2025 - Present
RCM SECURITIES
Office #1: 318 W Adams St Floor 10, Chicago, IL 60606May 8, 2017 - June 15, 2023
BGC FINANCIAL, L.P.
July 12, 2013 - October 22, 2015
EXECUTION ACCESS, LLC
August 10, 2007 - May 1, 2008
MINT BROKERS
August 10, 2007 - July 11, 2013
BGC FINANCIAL, L.P.
August 1, 2006 - August 10, 2007
CANTOR FITZGERALD & CO.
April 11, 1989 - August 2, 2006
CANTOR FITZGERALD SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/8/2025)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
RCM SECURITIES
CRD#: 15548 / SEC#: , 8-33866
Contact information
FINRA licenses (24 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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