AB
Alfred R. Berkeley
PRINCETON CAPITAL MANAGEMENT LLC
RED BANK, NJ 07701-1074
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CRD#: 19441
AB
Professional summary
Alfred Rives Berkeley III, who also goes by Alfred Rives Berkeley, is a registered financial advisor currently at PRINCETON CAPITAL MANAGEMENT LLC located in Red Bank, New Jersey.
Alfred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. Alfred has worked at 4 firms and has passed the Series 66, Series 63, PC, Series 1 and Series 40 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alfred Rives Berkeley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)TRUSTEE FAMILY/OTHER TRUSTS (2) 11/03-DIR-REALPAGE INC, CAROLLTON,TX SW CO NIR ATTEND 4 BDMTGS 5 HRS EA-TOT 15DMH. (3)DIR SECURITY FIRST CORP-RANCHO SANTA MARGARITA CA 4 4HR BD MTGS-TOT 16 HRS DMH (4)XBRL US, 1717 K ST.NW #600, WASH, DC, BOARD OF DIRECTORS,3 HRS PER QTR DMH (5) WORLD ECONOMIC FORUM USA DIR 3 HRS QTR DMH (6) XRBL INTERNATIONAL,8301 GOSHEN VIEW DRIVE, LAYTONSVILLE, MD; BOARD OF DIRECTORS, 3 HRS QTR DMH (7) WALL STREET WEEK; INVESTMENT RELATED; MODERATOR; 1.5 HOURS PER WEEK DURING MARKET HOURS (8) WALL STREET ORAL HISTORY PROJECT; NON-INVESTMENT RELATED; CHAIRMAN; LESS THAN 4 HOURS PER YEAR, NOT DURING MARKET HOURS (9)TRELYS VENTURES; CARY, NORTH CAROLINA; INVESTMENT RELATED, THOUGH THE FUND IS LIQUIDATING OVER TIME; MEMBER OF ADVISORY BOARD; 4 HOURS PER YEAR DURING MARKET HOURS (10) KNEWCO, 419 PARK AVE S., 2ND FLOOR, NEW YORK, NY 10016, NON-INVESTMENT RELATED; BOARD OF DIRECTORS; 3 HOURS, 6 TIMES PER YEAR DURING MARKET HOURS (11) GENTAG, INC.; VICE CHAIRMAN OF THE BOARD; NOT INVESTMENT RELATED; ONE HOUR PER WEEK, 3/4 OUTSIDE MARKET HOURS, 1/4 DURING MARKET HOURS; ADDRESS IS 2405 BURNWETHER LANE, WILLIAMSBURG, VA 23185 (12) NOXILIZER, INC.; CHAIRMAN OF THE BOARD; NOT INVESTMENT RELATED; 8 HOURS PER QUARTER, 1/2 DURING MARKET HOURS; 1/2 OUTSIDE MARKET HOURS;
ADDRESS IS 1450 S. ROLLING ROAD, SUITE 4-108, BALTIMORE, MD 21227 (13) MEDIA TENOR IS A SWISS CORPORATION; BOARD OF DIRECTORS; NOT INVESTMENT RELATED; 4 HOURS PER QUARTER DURING MARKET HOURS; ADDRESS IS 15 WEST 26TH STREET, FIFTH FLOOR, NEW YORK, NY 10010 (14)
CENTRA TECHNOLOGIES, INC.; I AM A CONSULTANT; NOT INVESTMENT RELATED;
12 HOURS PER QUARTER; 6 1/2 DURING MARKET HOURS; ADDRESS IS 4121 WILSON BOULEVARD, SUITE 800, ARLINGTON, VA 22203 (15) ARETE ASSOCIATES; I AM A CONSULTANT; NOT INVESTMENT RELATED; 8 HOURS PER QUARTER, 6 1/2 DURING MARKET HOURS, 1 1/2 NOT DURING MARKET HOURS; ADDRESS IS 1550 CRYSTAL DRIVE, SUITE 703, CRYSTAL SQUARE 2, ARLINGTON, VA 22202 (16) SAFEGUARD SCIENTIFICS, INC.; I AM A CONSULTANT TO THEIR VENTURE CAPITAL FUND; 4 HOURS PER QUARTER DURING MARKET HOURS; ADDRESS IS 435 DEVON PARK DRIVE, BUILDING 800, WAYNE, PA 19087.
CRS (Client Relationship Summary) - RIA
Click below to view Alfred Rives Berkeley III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 10, 2018 - Present
PRINCETON CAPITAL MANAGEMENT LLC
Office #1: 331 Newman Springs Road Suite 133, Red Bank, NJ 07701-1074RIA
CRD#: 113926
RED BANK, NJ
Past
June 24, 2013 - December 31, 2017
PRINCETON CAPITAL MANAGEMENT INC
RIA
CRD#: 105263
BALTIMORE, MD
Past
March 16, 2004 - November 8, 2011
ARITAS SECURITIES LLC
BD
CRD#: 128453
NEW YORK, NY
Past
June 29, 1992 - June 12, 1996
ALEX. BROWN & SONS INCORPORATED
BD
CRD#: 20
Past
November 3, 1972 - March 20, 1989
ALEX. BROWN & SONS INCORPORATED
BD
CRD#: 20
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PRINCETON CAPITAL MANAGEMENT LLC
HUDSON CANYON INVESTMENT COUNSELORS | PRINCETON CAPITAL MANAGEMENT LLC | HUDSON CANYON INVESTMENT COUNSELORS LLC
CRD#: 113926 / SEC#: 801-60470
RIA
Registered Investment Advisory firm - (8/10/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(4/10/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
PC
Date: 11/6/1978
AMEX Put and Call ExamGeneral Industry/Product Exam
RR
Series 1
Date: 10/30/1972
Registered Representative ExaminationPrincipal/Supervisory Exam
RR
Series 40
Date: 6/14/1978
Registered Principal ExaminationCurrent Firm
PC
PRINCETON CAPITAL MANAGEMENT LLC
HUDSON CANYON INVESTMENT COUNSELORS | PRINCETON CAPITAL MANAGEMENT LLC | HUDSON CANYON INVESTMENT COUNSELORS LLC
CRD#: 113926 / SEC#: 801-60470
RIA
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Contact information
Main Address
331 Newman Springs Road Suite 133, Red Bank, NJ 07701-1074
Mailing Address
Phone number
(201) 332-9800
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 379 |
| AUM (Assets Under Management) | $ 373,288,801 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
