Simuel E. Stevenson
Professional summary
Simuel Emanuel Stevenson JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Simuel is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Simuel had worked at 10 firms, which includes FIRST NATIONAL EQUITY CORP., CELADON FINANCIAL GROUP LLC, SECURITIES SERVICE NETWORK LLC, DOMINARI SECURITIES LLC, THE HIGHLAND CAPITAL GROUP INC., HFC CAPITAL CORP., BOLTON GLOBAL CAPITAL, BUTTONWOOD SECURITIES INC., BEACON SECURITIES INC., PACIFIC CORTEZ SECURITIES INCORPORATED.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 1997 - November 26, 1997
FIRST NATIONAL EQUITY, CORP.
April 28, 1997 - May 8, 1997
CELADON FINANCIAL GROUP LLC
September 16, 1996 - December 10, 1996
SECURITIES SERVICE NETWORK, LLC
April 23, 1996 - September 13, 1996
DOMINARI SECURITIES LLC
January 2, 1996 - February 1, 1996
THE HIGHLAND CAPITAL GROUP, INC.
December 12, 1995 - January 15, 1996
HFC CAPITAL CORP.
December 1, 1995 - January 1, 1996
BOLTON GLOBAL CAPITAL
September 11, 1995 - January 17, 1996
BUTTONWOOD SECURITIES, INC.
December 13, 1994 - June 27, 1995
BEACON SECURITIES, INC.
June 3, 1994 - December 13, 1994
PACIFIC CORTEZ SECURITIES INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
FIRST NATIONAL EQUITY, CORP.
CRD#: 36094 / SEC#: , 8-47059
Contact information
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