Scott A. Szatkowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Alan Szatkowski was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1989. Scott had worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2024 - May 30, 2025
FORTUNE FINANCIAL SERVICES, INC.
January 30, 2015 - July 18, 2024
STONEX ADVISORS INC.
September 12, 2014 - July 18, 2024
STONEX SECURITIES INC.
December 18, 2009 - January 30, 2015
WRP INVESTMENTS, INC.
December 18, 2008 - September 12, 2014
WRP INVESTMENTS, INC.
July 20, 2001 - December 22, 2008
EMPIRE FINANCIAL GROUP, INC.
September 12, 1997 - December 31, 2004
BTS ASSET MANAGEMENT, INC.
May 9, 1997 - July 20, 2001
CENTENNIAL CAPITAL MANAGEMENT, INC.
August 10, 1995 - May 12, 1997
WORLD INVEST CORPORATION
May 15, 1989 - August 9, 1995
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 6
Passed: 5/11/1989
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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