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Scott A. Szatkowski

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CRD#: 1944017
SS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Alan Szatkowski was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 1989. Scott had worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SCOTT A SZATKOWSKI, 680 RIDGE RD STE 3, WEBSTER NY 14580: SOLE PROPRIETORSHIP, NATURE OF BUS: SELL/BROKER INSURANCE/FIXED ANNUITIES, TITLE: INSURANCE AGENT, DUTIES: SELL PRODUCTS, TIME SPENT: 15%, COMPENSATION: COMMISSIONS 2) World of Finance 680 Ridge Rd., Webster, NY 14580 Nature of Business: just about 10k worth of income a year for my life ins. and disability and LTC business. All of my securities business runs through SA Stone Wealth. Investment Related: Yes Business Position, Title or Association: Owner Business Duties: just sell life and disability and LTC insurance to my current clients when neeeded. Business Start Date: 06/01/1991 Approximate hours devoted to business: may 3 hours/month Approximate hours devoted to business during market hours: same 3 hours/month

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 16, 2024 - May 30, 2025

FORTUNE FINANCIAL SERVICES, INC.

BD
CRD#: 42150
Webster, NY
Past

January 30, 2015 - July 18, 2024

STONEX ADVISORS INC.

RIA
CRD#: 174182
Webster, NY
Past

September 12, 2014 - July 18, 2024

STONEX SECURITIES INC.

BD
CRD#: 18456
WEBSTER, NY
Past

December 18, 2009 - January 30, 2015

WRP INVESTMENTS, INC.

RIA
CRD#: 7365
WEBSTER, NY
Past

December 18, 2008 - September 12, 2014

WRP INVESTMENTS, INC.

BD
CRD#: 7365
WEBSTER, NY
Past

July 20, 2001 - December 22, 2008

EMPIRE FINANCIAL GROUP, INC.

BD
CRD#: 28759
WEBSTER, NY
Past

September 12, 1997 - December 31, 2004

BTS ASSET MANAGEMENT, INC.

RIA
CRD#: 105215
WEBSTER, NY
Past

May 9, 1997 - July 20, 2001

CENTENNIAL CAPITAL MANAGEMENT, INC.

BD
CRD#: 38988
ATLANTA, GA
Past

August 10, 1995 - May 12, 1997

WORLD INVEST CORPORATION

BD
CRD#: 17223
DEERFIELD BEACH, FL
Past

May 15, 1989 - August 9, 1995

EQUITY SERVICES, INC.

BD
CRD#: 265
MONTPELIER, VT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/30/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 5/11/1989
Investment Company Products/Variable Contracts Representative Examination

Current Firm

FF
FORTUNE FINANCIAL SERVICES, INC.
FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150 / SEC#: , 8-49727

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
3582 Brodhead Road Suite 202, Monaca, PA 15061
Mailing Address
P.o. Box 238, Monaca, PA 15061
Phone number
(724) 846-2488
Established
Pennsylvania since 10/21/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DANIELS, BLAKE WILLIAMCHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO1285106
DANIELS, BRIAN LEEOWNER1213561
BENTLEY, GREGORY JOHNPRESIDENT, CHIEF EXECUTIVE OFFICER705379
PINTARIC, WILLIAM RICHARD JRCHIEF COMPLIANCE OFFICER
WHITENACK, MITCH LEECHIEF OPERATIONS OFFICER, FINOP, PFO, POO4794021

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

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