Michael L. Siden
ROCKEFELLER FINANCIAL LLC | Managing Director, Sports & Entertainment Director
FORT LAUDERDALE, FL 33301
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CRD#: 1943981
Professional summary
Michael Lawrence Siden, who also goes by Michael L Siden, Michael L. Siden, is a registered financial advisor currently at ROCKEFELLER FINANCIAL LLC located in Fort Lauderdale, Florida and ROCKEFELLER CAPITAL MANAGEMENT located in Fort Lauderdale, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Michael has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Insurance
Trust & estate planning
Trading individual securities
Philanthropic services
Executive services/Equity comp...
Financial planning
Institutional consulting
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
2M
Are you a "fiduciary"?
Yes
Aliases
Michael L Siden | Michael L. Siden
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Lawrence Siden's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Lawrence Siden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 30, 2019 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 515 E Las Olas Blvd Suite 1650, Fort Lauderdale, FL 33301RIA
BD
CRD#: 291361
FORT LAUDERDALE, FL
Current
September 19, 2025 - Present
ROCKEFELLER CAPITAL MANAGEMENT
Office #1: 515 E Las Olas Blvd Fl 4, Fort Lauderdale, FL 33301RIA
CRD#: 294197
Fort Lauderdale, FL
Current
August 30, 2019 - Present
ROCKEFELLER FINANCIAL LLC
Office #1: 515 E Las Olas Blvd Suite 1650, Fort Lauderdale, FL 33301RIA
BD
CRD#: 291361
FORT LAUDERDALE, FL
Past
June 1, 2009 - September 3, 2019
MORGAN STANLEY
RIA
CRD#: 149777
NEW YORK, NY
Past
June 1, 2009 - September 3, 2019
MORGAN STANLEY
BD
CRD#: 149777
NEW YORK, NY
Past
August 29, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
NEW YORK, NY
Past
August 22, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Past
January 19, 1996 - September 8, 2008
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
NEW YORK, NY
Past
January 19, 1996 - September 8, 2008
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
NEW YORK, NY
Past
July 31, 1993 - February 1, 1996
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
March 30, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
June 20, 1989 - April 9, 1992
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/19/2019)
RR
Arizona(8/30/2019)
RR
California(8/30/2019)
RR
Colorado(8/30/2019)
RR
Connecticut(8/30/2019)
RR
Delaware(8/30/2019)
RR
Florida(8/30/2019)
IAR
Florida(2/23/2023)
RR
Georgia(8/30/2019)
RR
Hawaii(3/20/2023)
RR
Idaho(8/30/2019)
RR
Illinois(3/6/2023)
RR
Maine(2/29/2024)
RR
Massachusetts(8/30/2019)
RR
Michigan(8/30/2019)
RR
Missouri(10/30/2023)
RR
Nevada(8/30/2019)
RR
New Hampshire(2/29/2024)
RR
New Jersey(8/30/2019)
IAR
New Jersey(9/23/2019)
RR
New Mexico(12/22/2021)
RR
New York(8/30/2019)
IAR
New York(5/8/2023)
RR
North Carolina(8/30/2019)
RR
Ohio(8/30/2019)
RR
Pennsylvania(8/30/2019)
RR
Rhode Island(12/1/2023)
RR
South Carolina(8/30/2019)
RR
Tennessee(8/30/2019)
RR
Texas(8/30/2019)
IAR
Texas(8/30/2019)
IAR
Texas(9/19/2025)
RR
Virginia(8/30/2019)
RR
Washington(8/30/2019)
RR
Wyoming(8/30/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
ROCKEFELLER FINANCIAL LLC
ROCKEFELLER CAPITAL MANAGEMENT | ROCKEFELLER GLOBAL FAMILY OFFICE | ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
RIA
Registered Investment Advisory firm - SEC (9/21/2018 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Mailing Address
45 Rockefeller Plaza Floor 5, New York, NY 10111
Phone number
(212) 549-5100
Established
Delaware since 10/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
824
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROCKEFELLER FINANCIAL LLC
Managing Director, Sports & Entertainment DirectorCRD#: 291361Fort Lauderdale, FL 33301TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
