John F. Patek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Frederick Patek, who also goes by John F Patek, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1989. John had worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2010 - December 8, 2025
BENTLEY SECURITIES CORPORATION
June 1, 2009 - April 9, 2010
MORGAN STANLEY
December 8, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
October 16, 2001 - October 31, 2005
SHATTUCK HAMMOND PARTNERS LLC
November 21, 1996 - October 30, 2001
PRICEWATERHOUSECOOPERS CORPORATE FINANCE LLC
October 13, 1994 - December 3, 1994
BANCAMERICA SECURITIES, INC.
May 23, 1989 - January 18, 1990
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
BENTLEY SECURITIES CORPORATION
CRD#: 25759 / SEC#: , 8-41879
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROMWELL, OLIVER DEAN | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 838160 |
Red Flags
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