Scott C. Daily
Professional summary
Scott Christopher Daily is a registered financial advisor currently at SCD CAPITAL, INC. located in Charlotte, North Carolina.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Scott has worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Christopher Daily's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2009 - Present
SCD CAPITAL, INC.
December 31, 2001 - February 27, 2004
CITIGROUP GLOBAL MARKETS INC.
March 5, 2001 - February 27, 2004
CITIGROUP GLOBAL MARKETS INC.
May 9, 1997 - March 7, 2001
MORGAN STANLEY DW INC.
July 12, 1994 - May 15, 1997
WACHOVIA SECURITIES, INC.
August 18, 1992 - July 14, 1994
FIRST AFFILIATED SECURITIES
September 27, 1990 - August 27, 1992
WACHOVIA SECURITIES, INC.
November 21, 1989 - October 2, 1990
PRUDENTIAL EQUITY GROUP, LLC
June 20, 1989 - December 21, 1989
F.N. WOLF & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/4/2009)
Exams
Current Firm
SCD CAPITAL, INC.
CRD#: 149353 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 8,753,902 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/22/2025 | ||
| 10/04/2024 | ||
| 10/04/2024 | ||
| 01/17/2024 | ||
| 12/05/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
