Richard J. Paone
Professional summary
Richard Joseph Paone, who also goes by Richard J Paone, is a registered financial professional currently at VIENNA CAPITAL PARTNERS LLC located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1990. Richard has worked at 8 firms and has passed the Series 63, Series 82TO, SIE, Series 79, Series 22, Series 62, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Joseph Paone's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2023 - Present
VIENNA CAPITAL PARTNERS LLC
Office #1: 40 Wall Street 17th Fl, New York, NY 10005August 16, 2010 - December 2, 2011
JOHN THOMAS FINANCIAL
September 10, 2008 - August 25, 2010
NEWPORT COAST SECURITIES, INC.
November 27, 1995 - October 26, 1998
LT LAWRENCE & CO., INC.
May 10, 1995 - September 11, 1995
BISHOP, ROSEN & CO., INC.
November 16, 1994 - May 11, 1995
COLEMAN & COMPANY SECURITIES, INC.
April 1, 1993 - February 9, 1994
WEATHERLY SECURITIES CORPORATION
July 23, 1990 - June 26, 1991
HENRY ANSBACHER INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/31/2023)
Exams
Series 82TO
Date: 8/30/2023
Limited Representative-Private Securities OfferingsSeries 62
Date: 8/15/2008
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
VIENNA CAPITAL PARTNERS LLC
CRD#: 311852 / SEC#: , 8-70631
Contact information
FINRA licenses (19 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOMASA ANTONIA HOLDINGS LLC | DIRECT OWNER | |
| DEFILIPPO, VINCENT JAMES | CCO | 2792048 |
| KAPPOTIS, ERNEST DOMENIC | FINOP |
Red Flags
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