William J. Jones
GPS INVESTMENTS
SCOTTSDALE, AZ 85258
Some features on this profile are disabled
CRD#: 1943251
Professional summary
William Joseph Jones, CFP® is a registered financial advisor currently at GPS INVESTMENTS located in Scottsdale, Arizona and FORTUNE FINANCIAL SERVICES, INC. located in Scottsdale, Arizona.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. William has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Global Portfolio Solutions, Start Date: 11/1997, 7702 E. Doubletree Ranch Rd., Ste. 300, Scottsdale, AZ 85258, C-Corp with an S election, Place Life Insurance policies with various carriers and provide fee based advisory services for investment clients, CEO/Founder, Manage and Market the services to clients and customers, Investment Related, 40 Hours per month, 8 Hours per day during trading hours. 2. Life Insurance Agent - Global Portfolio Solutions, Start Date: 1997, 7702 E. Double Tree Ranch Rd., Ste. 300, Scottsdale, AZ 85258, C-Corp with an S election, Sales of Life Insurance, CEO, Periodically review and determine if Life Insurance and or Fixed Annuities as well as Disability Insurance is appropriate for clients or new customers as required, Not Investment Related, 5 Hours per month, 1 Hour per day during trading hours. 3. Dual Investment Advisor Affiliation; Mutual Advisors, LLC; Start Date: 01/2021; Yes; 7702 E. Double Tree Ranch Rd., Ste. 300, Scottsdale, AZ 85258, IAR 160/hrs/month 4. Broker-Dealer Affiliation; Fortune Financial Services . ; Start Date 09/2025; 7702 E. Double Tree Ranch Rd., Ste. 300, Scottsdale, AZ 85258, Registered Representative; 16/hrs/month
CRS (Client Relationship Summary) - RIA
Click below to view William Joseph Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
November 22, 2024 - Present
GPS INVESTMENTS
Office #1: 7702 East Doubletree Ranch Road Suite 300, Scottsdale, AZ 85258RIA
CRD#: 333381
SCOTTSDALE, AZ
Current
September 2, 2025 - Present
FORTUNE FINANCIAL SERVICES, INC.
Office #1: 7702 East Doubletree Ranch Road Suite 300, Scottsdale, AZ 85258BD
CRD#: 42150
Scottsdale, AZ
Past
January 4, 2021 - December 19, 2024
MUTUAL ADVISORS, LLC
RIA
CRD#: 167658
Scottsdale, AZ
Past
January 4, 2021 - September 2, 2025
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
Scottsdale, AZ
Past
July 28, 2009 - December 31, 2020
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
SCOTTSDALE, AZ
Past
October 29, 1997 - December 31, 2020
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SCOTTSDALE, AZ
Past
January 22, 1991 - September 26, 1997
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
July 10, 1989 - October 7, 1997
CRI SECURITIES, LLC
BD
CRD#: 22589
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GI
GPS INVESTMENTS
GLOBAL PORTFOLIO SOLUTIONS, INC. | GPS INVESTMENTS
CRD#: 333381 / SEC#: 801-131396
RIA
Registered Investment Advisory firm - (11/5/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(11/22/2024)
RR
Arizona(9/3/2025)
RR
California(9/2/2025)
RR
Colorado(9/4/2025)
RR
Connecticut(9/2/2025)
RR
Florida(9/29/2025)
RR
Idaho(9/2/2025)
RR
Illinois(9/4/2025)
RR
Indiana(9/4/2025)
RR
Iowa(9/2/2025)
RR
Kentucky(9/4/2025)
RR
Massachusetts(9/2/2025)
RR
Michigan(10/1/2025)
RR
Minnesota(9/9/2025)
RR
Missouri(9/2/2025)
RR
New Jersey(9/4/2025)
RR
New Mexico(9/4/2025)
RR
New York(9/7/2025)
RR
North Carolina(9/5/2025)
RR
Pennsylvania(9/3/2025)
RR
Rhode Island(9/5/2025)
IAR
Texas(3/6/2025)
RR
Texas(9/2/2025)
RR
Vermont(9/4/2025)
RR
Virginia(9/4/2025)
RR
Washington(9/4/2025)
RR
Wisconsin(9/3/2025)
RR
Wyoming(9/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GI
GPS INVESTMENTS
GLOBAL PORTFOLIO SOLUTIONS, INC. | GPS INVESTMENTS
CRD#: 333381 / SEC#: 801-131396
RIA
Registered Investment Advisory firm - (11/5/2024 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7702 East Doubletree Ranch Road Suite 300, Scottsdale, AZ 85258
Mailing Address
Phone number
(602) 558-1211
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 192 |
| AUM (Assets Under Management) | $ 124,014,243 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
