RB

Robert Joseph Bartolotta

NOVEM GROUP

ROCHESTER, NY

·CRD# 1943239·37 years experience

Professional Summary

Robert Joseph Bartolotta, who also goes by Bob Bartolotta, is a registered financial advisor currently at NOVEM GROUP located in Rochester, New York and OSAIC WEALTH, INC. located in Rochester, New York. Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Robert has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 82, Series 22, Series 72, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Bartolotta

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

Similar Advisors

Mark Oconnell Downey II

RAYMOND JAMES & ASSOCIATES, INC.

ROCHESTER, NY · CRD#

View profile

DD

Donald Devitto

RBC CAPITAL MARKETS, LLC

ROCHESTER, NY · CRD#

View profile

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Mark Oconnell Downey II

RAYMOND JAMES & ASSOCIATES, INC.

ROCHESTER, NY · CRD#

View profile

DD

Donald Devitto

RBC CAPITAL MARKETS, LLC

ROCHESTER, NY · CRD#

View profile

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Mark Oconnell Downey II

RAYMOND JAMES & ASSOCIATES, INC.

ROCHESTER, NY · CRD#

View profile

DD

Donald Devitto

RBC CAPITAL MARKETS, LLC

ROCHESTER, NY · CRD#

View profile

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Oconnell Downey II

RAYMOND JAMES & ASSOCIATES, INC.

ROCHESTER, NY · CRD#

View profile

DD

Donald Devitto

RBC CAPITAL MARKETS, LLC

ROCHESTER, NY · CRD#

View profile

Years of Experience

37 years in the financial services industry

Current & Past Employments

NOVEM GROUP·CRD# 158964

RIA

1. 350 Linden Oaks Suite 140, Rochester, NY 146252. 601 Heritage Drive Suite 225, Jupiter, FL 33458

March 20, 2012 - Present

OSAIC WEALTH, INC.·CRD# 23131

RIA

BD

1. 350 Linden Oaks Suite 140, Rochester, NY 146252. 601 Heritage Drive Suite 220, Jupiter, FL 33458

October 11, 2024 - Present

OSAIC WEALTH, INC.·CRD# 23131

RIA

BD

1. 350 Linden Oaks Suite 140, Rochester, NY 146252. 601 Heritage Drive Suite 220, Jupiter, FL 33458

October 11, 2024 - Present

AMERICAN PORTFOLIOS ADVISORS, INC·CRD# 112697

RIA

Holbrook, NY

January 17, 2007 - October 11, 2024

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.·CRD# 18487

BD

Rochester, NY

September 5, 2001 - October 11, 2024

NATHAN & LEWIS SECURITIES, INC.·CRD# 8503

BD

New York, NY

May 16, 1996 - September 13, 2001

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.·CRD# 2864

BD

Bryan, OH

February 26, 1996 - May 9, 1996

VISION INVESTMENT GROUP, INC.·CRD# 28135

BD

October 25, 1994 - December 15, 1995

NEW ENGLAND SECURITIES·CRD# 615

BD

New York, NY

January 14, 1991 - January 22, 1994

MONARCH SECURITIES, INC.·CRD# 2809

BD

June 15, 1989 - October 10, 1990

Similar Advisors

Mark Oconnell Downey II

RAYMOND JAMES & ASSOCIATES, INC.

ROCHESTER, NY · CRD#

View profile

DD

Donald Devitto

RBC CAPITAL MARKETS, LLC

ROCHESTER, NY · CRD#

View profile

Current Firm

OW

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone Number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

8,979

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

SIGNATOR MANAGED ACCOUNT PLATFORM (8/28/2026)

OSAIC WEALTH, INC ADV PART 2A (8/28/2026)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER	—
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
REID, SHANNON	CEO, PRESIDENT, DIRECTOR	4815189
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory Assets Under Management

Total Number of Accounts

850,797

AUM (Assets Under Management)

$234,858,518,740

Disclosures

Regulatory Event

51

Arbitration

31

Bond

7

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Similar Advisors

Mark Oconnell Downey II

RAYMOND JAMES & ASSOCIATES, INC.

ROCHESTER, NY · CRD#

View profile

DD

Donald Devitto

RBC CAPITAL MARKETS, LLC

ROCHESTER, NY · CRD#

View profile

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) OSAIC WEALTH, INC. - BROKER/DEALER, INVESTMENT-RELATED, REGISTERED PRINCIPAL AND REGISTERED REPRESENTATIVE, START DATE 10/2024, 10 HRS/MONTH TOTAL, 10 HRS/MONTH DURING MARKET HRS 2) OSAIC WEALTH, INC. - RIA, INVESTMENT-RELATED, INVESTMENT ADVISER REPRESENTATIVE, START DATE 10/2024, 2 HRS/MONTH TOTAL, 2 HRS/MONTH DURING MARKET HRS 3) RENTAL PROPERTIES - NOT INVESTMENT-RELATED, START DATE 5/2019, 4 HRS/MONTH, 0 HRS/MONTH DURING MARKET HRS 4) APFS ROCHESTER POSITION: INSURANCE AGENT NATURE: INDIVIDUAL INSURANCE SALES INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1994 ADDRESS: 350 Linden Oaks, suite140, Rochester NY 14625, United States DESCRIPTION: life insurance recommendations 5) RENTAL PROPERTIES POSITION: partner NATURE: own two rental properties INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 03/01/2019 ADDRESS: 350 Linden Oaks, suite140, Rochester NY 14625, United States DESCRIPTION: rent to tenants 6) NOVEM FOUNDATION POSITION: BOARD PRESIDENT NATURE: corp non profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 350 Linden Oaks, suite140, Rochester NY 14625, United States DESCRIPTION: donate to charities 7) BRIARWOOD OF EASTPOINTE POSITION: board member NATURE: HOA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2025 ADDRESS: Eastpointe, palm beach gardens FL 33410, United States DESCRIPTION: help oversee condo community 8) NOVEM GROUP POSITION: CEO/CCO NATURE: s corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 120 START DATE: 08/01/2011 ADDRESS: 350 Linden Oaks, suite140, Rochester NY 14625, United States DESCRIPTION: Day to day operations

Similar Advisors

Mark Oconnell Downey II

RAYMOND JAMES & ASSOCIATES, INC.

ROCHESTER, NY · CRD#

View profile

DD

Donald Devitto

RBC CAPITAL MARKETS, LLC

ROCHESTER, NY · CRD#

View profile

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OW

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(10/11/2024)

RR

Alaska
(10/11/2024)

RR

Arizona
(10/11/2024)

RR

Arkansas
(10/11/2024)

RR

California
(10/11/2024)

IAR

California
(10/11/2024)

RR

Colorado
(10/11/2024)

IAR

Colorado
(1/21/2025)

RR

Connecticut
(10/11/2024)

IAR

Connecticut
(10/11/2024)

RR

Delaware
(10/11/2024)

RR

District of Columbia
(10/11/2024)

IAR

District of Columbia
(2/14/2025)

IAR

Florida
(12/20/2019)

RR

Florida
(10/11/2024)

RR

Georgia
(10/11/2024)

IAR

Georgia
(1/21/2025)

RR

Hawaii
(10/11/2024)

IAR

Hawaii
(10/11/2024)

RR

Idaho
(10/11/2024)

RR

Illinois
(10/11/2024)

IAR

Illinois
(6/15/2026)

RR

Indiana
(10/11/2024)

RR

Iowa
(10/11/2024)

IAR

Iowa
(1/21/2025)

RR

Kansas
(10/11/2024)

IAR

Kansas
(1/17/2025)

RR

Kentucky
(10/11/2024)

RR

Louisiana
(10/11/2024)

RR

Maine
(10/11/2024)

IAR

Maine
(1/21/2025)

RR

Maryland
(10/11/2024)

IAR

Maryland
(2/4/2025)

RR

Massachusetts
(10/11/2024)

IAR

Massachusetts
(3/13/2025)

RR

Michigan
(10/11/2024)

IAR

Michigan
(10/11/2024)

RR

Minnesota
(10/11/2024)

RR

Mississippi
(10/11/2024)

RR

Missouri
(10/11/2024)

RR

Montana
(10/11/2024)

RR

Nebraska
(10/11/2024)

IAR

Nebraska
(1/17/2025)

RR

Nevada
(10/11/2024)

RR

New Hampshire
(10/11/2024)

IAR

New Hampshire
(1/24/2025)

RR

New Jersey
(10/11/2024)

IAR

New Jersey
(1/21/2025)

RR

New Mexico
(10/11/2024)

IAR

New Mexico
(10/11/2024)

IAR

New York
(10/22/2021)

RR

New York
(10/11/2024)

RR

North Carolina
(10/11/2024)

IAR

North Carolina
(10/11/2024)

RR

North Dakota
(10/11/2024)

IAR

North Dakota
(10/11/2024)

RR

Ohio
(10/11/2024)

IAR

Ohio
(1/31/2025)

RR

Oklahoma
(10/11/2024)

RR

Oregon
(10/11/2024)

IAR

Pennsylvania
(10/24/2019)

RR

Pennsylvania
(10/11/2024)

RR

Puerto Rico
(11/12/2024)

RR

Rhode Island
(10/11/2024)

IAR

Rhode Island
(10/11/2024)

RR

South Carolina
(10/11/2024)

IAR

South Carolina
(10/11/2024)

RR

South Dakota
(10/11/2024)

RR

Tennessee
(10/11/2024)

RR

Texas
(10/11/2024)

IAR

Texas
(1/18/2025)

RR

Utah
(10/11/2024)

RR

Vermont
(10/11/2024)

IAR

Vermont
(10/11/2024)

RR

Virginia
(10/11/2024)

IAR

Virginia
(10/11/2024)

RR

Washington
(10/11/2024)

IAR

Washington
(1/22/2025)

RR

West Virginia
(10/11/2024)

IAR

West Virginia
(10/11/2024)

RR

Wisconsin
(10/11/2024)

RR

Wyoming
(10/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.