Cynthia P. Hubler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Perdue Hubler, who also goes by Cyndy Hubler, Cynthia P Hubler, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 1990. Cynthia had worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2019 - November 6, 2019
AVANTAX ADVISORY SERVICES
October 25, 2019 - November 6, 2019
AVANTAX INVESTMENT SERVICES, INC.
August 4, 2015 - October 25, 2019
1ST GLOBAL ADVISORS INC
August 3, 2015 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
January 18, 2012 - November 17, 2014
1ST GLOBAL ADVISORS INC
December 16, 2011 - November 17, 2014
1ST GLOBAL CAPITAL CORP.
September 9, 2009 - August 30, 2011
OSAIC FS, INC.
September 9, 2009 - August 30, 2011
OSAIC FS, INC.
May 16, 2006 - August 30, 2011
OSAIC FA, INC.
January 3, 2006 - April 12, 2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 3, 2006 - August 30, 2011
OSAIC FA, INC.
January 16, 2003 - September 30, 2005
TOWER SQUARE SECURITIES, INC.
March 3, 2000 - December 11, 2002
PRINCIPAL SECURITIES, INC.
January 14, 2000 - February 17, 2000
LPL FINANCIAL LLC
March 20, 1996 - September 23, 1997
FIRST COMMERCIAL INVESTMENTS, INC.
November 6, 1990 - November 8, 1995
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
