John A. Melville
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Akin Melville, who also goes by John A Melville, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1989. John had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2001 - March 2, 2022
FOSTER & MOTLEY INC
January 10, 1996 - January 26, 2001
LEGG MASON WOOD WALKER, INCORPORATED
July 17, 1989 - January 10, 1996
BARTLETT & CO.
Primary Firm SEC Registration
FOSTER & MOTLEY INC
CRD#: 106905 / SEC#: 801-53289
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOSTER & MOTLEY INC
CRD#: 106905 / SEC#: 801-53289
Contact information
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 889 |
| AUM (Assets Under Management) | $ 2,537,323,649 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 01/25/2024 | ||
| 10/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
