JR
Joseph H. Roddy
BEAR CREEK ASSET MANAGEMENT
Denver, CO 80202
Some features on this profile are disabled
CRD#: 1942879
JR
Professional summary
Joseph Hodgesmckenzie Roddy is a registered financial advisor currently at BEAR CREEK ASSET MANAGEMENT, LLC located in Denver, Colorado and BEAR CREEK FUND ADVISORS LLC located in Denver, Colorado.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Joseph has worked at 5 firms and has passed the Series 66, Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 7, Series 27, Series 12, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Joseph Roddy (started 2006) is an Investment Adviser Representative and is a Managing Director of Bear Creek Asset Management, LLC (CRD #137677 / SEC #801-64862).The address of the business is: 1200 17th Street, Suite 970 Denver, CO 80202. Bear Creek Asset Management, LLC is an SEC Registered Investment Adviser and this is an investment-related business.Bear Creek Asset Management, LLC is an affiliate of Bear Creek Securities, LLC. Mr. Roddy spends approximately 160 hours a month on his activities at Bear Creek Asset Management, LLC, which are mostly during securities trading hours. Please refer to the most recently filed Form ADV for Bear Creek Asset Management, LLC at www.advisorinfo.sec.gov for more information on the private fund entities managed and the business activities Mr. Roddy performs as an employee of Bear Creek Asset Management, LLC.Mr. Roddy spends less than 3 hours a month on the activities below & minimal hours during securities trading hours.The address of the activities is 1200 17th Street, Suite 970, Denver, CO 80202.These are not investment related:Joseph Roddy assisted in the formation of the entities below and manages the operations of the following entities. Mr. Roddy is the Manager of the following: Bear Creek Holding Company, LLC (2005), Wahoo LLC (2009), and Bear Creek PF, LLC (2014). Mr. Roddy is the Treasurer and Secretary of BC Overhead Inc. (2009). These are investment related:Joseph Roddy is the Manager of the following entities and is responsible for monitoring and managing the investments within the entities: Lone Star Investors, LLC (2016), FEG Investors, LLC (2019), 17th Street CBD Investors, LLC (2019), HL II Manager, LLC (2020), WELDCO Holdings, LLC (2020), WELDCO Bond Investors, LLC (2020), WELDCO Land Investors, LLC (2020), WC Limited Holdings, LLC (2020), BC MOB Manager, LLC (2021), BC MOB Investors, LLC (2021), Tri-Pointe Commercial Investors, LLC (2021), HL Canal Investors, LLC (2021) and Tri-Pointe Land Investors (2024).Mr. Roddy is the Trustee for several Roddy Family Trusts (2014) due to his family relationship with the beneficiaries of the Trusts.Mr. Roddy is an Investment Adviser Representative (2023) of Bear Creek Fund Advisors LLC (CRD #329844 / SEC #801-129984). The address is 1200 17th Street, Suite 970, Denver, CO 80202 and the business is investment-related. Mr. Roddy spends approximately 5 hours/month primarily during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Hodgesmckenzie Roddy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 18, 2006 - Present
BEAR CREEK ASSET MANAGEMENT, LLC
Office #1: 1200 17th Street Suite 970, Denver, CO 80202RIA
CRD#: 137677
Denver, CO
Current
April 24, 2024 - Present
BEAR CREEK FUND ADVISORS LLC
Office #1: 1200 17th Street Suite 970, Denver, CO 80202RIA
CRD#: 329844
Denver, CO
Current
August 1, 2006 - Present
BEAR CREEK SECURITIES LLC
Office #1: 1200 17th Street Suite 970, Denver, CO 80202BD
CRD#: 139941
Denver, CO
Past
January 7, 2000 - September 8, 2005
PIPER SANDLER & CO.
BD
CRD#: 665
MINNEAPOLIS, MN
Past
April 18, 1989 - April 15, 2003
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
SAINT PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BEAR CREEK ASSET MANAGEMENT, LLC
BEAR CREEK ASSET MANAGEMENT, LLC
CRD#: 137677 / SEC#: 801-64862
RIA
Registered Investment Advisory firm - (11/29/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Colorado(1/18/2006)
RR
Colorado(8/8/2006)
RR
Delaware(2/2/2010)
IAR
Delaware(5/1/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 12
Date: 2/10/2000
NYSE Branch Manager ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BC
BEAR CREEK ASSET MANAGEMENT, LLC
BEAR CREEK ASSET MANAGEMENT, LLC
CRD#: 137677 / SEC#: 801-64862
RIA
Registered Investment Advisory firm - (11/29/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 17th Street Suite 970, Denver, CO 80202
Mailing Address
Phone number
(303) 459-7333
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 176 |
| AUM (Assets Under Management) | $ 7,457,031,060 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/08/2025 | ||
| 09/13/2024 | ||
| 11/20/2023 | ||
| 12/15/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
