Phillip L. Currie
Professional summary
Phillip Livingston Currie JR is a registered financial professional currently at VALMARK SECURITIES, INC. located in Sandy, Utah.
Phillip is registered as a RR (Registered Representative) and started their career in finance in 1992. Phillip has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Phillip Livingston Currie JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2011 - Present
VALMARK SECURITIES, INC.
Office #1: 8706 South 700 East Suite 105, Sandy, UT 84070Office #2: 7755 Irvine Center Dr. Suite 500, Irvine, CA 92618February 2, 2011 - February 7, 2011
KESTRA INVESTMENT SERVICES, LLC
May 22, 2001 - April 15, 2011
CLARK SECURITIES, INC.
August 28, 1996 - May 22, 2001
WESTPORT FINANCIAL SERVICES, L.L.C.
March 1, 1996 - September 3, 1996
MML INVESTORS SERVICES, LLC
March 4, 1994 - March 1, 1996
G. R. PHELPS & CO., INC.
June 29, 1992 - December 8, 1993
ROTH CAPITAL PARTNERS, LLC
February 3, 1992 - November 6, 1992
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/21/2011)
(4/21/2011)
(4/21/2011)
(4/21/2011)
(11/10/2021)
(5/12/2017)
(11/10/2021)
(3/12/2025)
(7/2/2019)
(12/2/2022)
(7/2/2019)
(7/2/2019)
(11/16/2023)
(10/12/2011)
(11/20/2015)
(9/15/2025)
(4/21/2011)
(4/21/2011)
(6/9/2021)
(4/21/2011)
(4/21/2011)
Exams
FINRA
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
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