Robert E. Andriano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Eugen Andriano, who also goes by Robert E. Andriano, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2004. Robert had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2024 - October 30, 2024
CLEARTRUST ADVISORS, LTD
June 17, 2010 - July 16, 2013
B. RILEY WEALTH ADVISORS, INC.
June 9, 2010 - August 5, 2013
NATIONAL SECURITIES CORPORATION
November 20, 2009 - May 11, 2010
EQUITABLE ADVISORS, LLC
May 13, 2004 - November 24, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
State Registrations and Notice Filings
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Exams
Series 55
Date: 6/3/2004
Limited Representative-Equity Trader ExamCurrent Firm
CLEARTRUST ADVISORS, LTD
CRD#: 324415 / SEC#:
Contact information
Red Flags
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