Marianne W. Marvez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marianne White Marvez, who also goes by Marianne White Lebois, Marianne White Winters, was a registered financial professional .
Marianne is a previously registered financial professional and started their career in finance in 1994. Marianne had worked at 9 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 6, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2016 - April 28, 2022
INNOVEST PORTFOLIO SOLUTIONS LLC
December 22, 2011 - February 12, 2015
EMPOWER FINANCIAL SERVICES, INC.
November 16, 2010 - November 15, 2011
STRATEGIES INVESTMENT MANAGEMENT, LLC
January 8, 2010 - November 15, 2011
STRATEGIES CAPITAL MANAGEMENT
November 9, 2006 - July 9, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 19, 2006 - July 9, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 24, 2000 - December 13, 2007
GPC SECURITIES, INC.
October 2, 1996 - April 5, 2000
METROPOLITAN LIFE INSURANCE COMPANY
October 2, 1996 - April 5, 2000
MSI FINANCIAL SERVICES, INC.
October 4, 1994 - July 11, 1996
INVESCO DISTRIBUTORS, INC.
Primary Firm SEC Registration
INNOVEST PORTFOLIO SOLUTIONS LLC
CRD#: 106110 / SEC#: 801-51483
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INNOVEST PORTFOLIO SOLUTIONS LLC
CRD#: 106110 / SEC#: 801-51483
Contact information
SEC notice filing (8 States and Territories)
Documents
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/31/2025 | ||
| 03/19/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
