Martin M. Berk
Professional summary
Martin Marvin Berk was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Martin is a previously registered financial professional and started their career in finance in 1973. Prior to being barred, Martin had worked at 19 firms, which includes KLEIN MAUS & SHIRE INC., GLOBAL STRATEGIES GROUP INC., BARRETT DAY SECURITIES INC., MARSH BLOCK & CO. INC., WHITEHALL SECURITIES INC., EVANS & CO. INC., ROYAL/GRIMM & DAVIS INC., RELIANCE INVESTORS CORP., INDIVIDUAL'S SECURITIES LTD., DONALD SHELDON & CO. INC., FIRST INTERREGIONAL EQUITY CORP., LOEB PARTNERS, MOORE & SCHLEY CAMERON & CO., PHILIPS APPEL & WALDEN INC., SHEARSON HAYDEN STONE INC., PENNSYLVANIA SECURITIES COMPANY, SOMERSET EQUITIES CORPORATION, INDEPENDENT SECURITIES CORPORATION, EQUITY FUNDING SECURITIES CORP.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 1996 - June 22, 2000
KLEIN, MAUS & SHIRE INC.
June 1, 1995 - September 20, 1995
GLOBAL STRATEGIES GROUP, INC.
October 26, 1994 - March 10, 1995
BARRETT DAY SECURITIES, INC.
May 14, 1986 - September 1, 1994
MARSH, BLOCK & CO. INC.
April 26, 1985 - November 23, 1985
WHITEHALL SECURITIES, INC.
May 31, 1984 - September 6, 1984
EVANS & CO., INC.
July 15, 1982 - October 14, 1983
WHITEHALL SECURITIES, INC.
March 12, 1981 - February 10, 1982
ROYAL/GRIMM & DAVIS, INC.
November 24, 1980 - October 7, 1982
RELIANCE INVESTORS CORP.
August 14, 1980 - December 11, 1980
INDIVIDUAL'S SECURITIES LTD.
June 27, 1979 - November 15, 1979
DONALD SHELDON & CO., INC.
May 3, 1979 - June 21, 1979
FIRST INTERREGIONAL EQUITY CORP.
June 13, 1978 - February 2, 1979
LOEB PARTNERS
March 2, 1977 - July 22, 1977
MOORE & SCHLEY, CAMERON & CO.
May 19, 1976 - September 11, 1976
PHILIPS, APPEL & WALDEN, INC.
April 24, 1975 - June 25, 1976
SHEARSON HAYDEN STONE INC.
December 10, 1974 - March 11, 1977
PENNSYLVANIA SECURITIES COMPANY
December 20, 1973 - May 30, 1974
SOMERSET EQUITIES CORPORATION
June 15, 1973 - February 17, 1974
INDEPENDENT SECURITIES CORPORATION
February 12, 1973 - June 15, 1973
EQUITY FUNDING SECURITIES CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 6/10/1974
General Securities Principal ExaminationSeries 1
Date: 2/5/1973
Registered Representative ExaminationCurrent Firm
KLEIN, MAUS & SHIRE INC.
CRD#: 20527 / SEC#: , 8-38302
Contact information
Documents
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