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RM

Reggie D. Mobley

CAHABA CAPITAL
Birmingham, AL
Some features on this profile are disabled
CRD#: 1941998
RM

Professional summary


Reggie Dale Mobley, who also goes by Reggie Mobley, Regginald Dale Mobley, Rd Mobley, Reg Mobley, is a registered financial advisor currently at CAHABA CAPITAL located in Birmingham, Alabama.

Reggie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Reggie has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 22, Series 7, Series 3, Series 24 and Series 30 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Reggie Mobley | Regginald Dale Mobley | Rd Mobley | Reg Mobley

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Highpoint Energy Partners, LLC; Investment Related; 2236 Cahaba Valley Dr.; Birmingham, AL; Private Energy investment; Partner since 02/2011; 2-3 hours/month; Vote manager's recommendations. Lakeview Capital; Investment Related; 1420 17th Avenue South, Birmingham, AL; Private Investments; Manager since April 2015; 2-3 hours/month outside of trading hours.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Reggie Dale Mobley's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 7, 2017 - Present

CAHABA CAPITAL

RIA
CRD#: 286264
Birmingham, AL
Past

September 15, 2016 - November 11, 2016

HARBOR LIGHT SECURITIES, LLC

BD
CRD#: 130227
TAMPA, FL
Past

February 20, 2001 - October 29, 2001

ALLEN DOUGLAS SECURITIES, INC.

BD
CRD#: 42410
WINTER PARK, FL
Past

December 19, 1995 - November 30, 1998

TITAN/VALUE EQUITIES GROUP, INC.

BD
CRD#: 6359
IRVINE, CA
Past

April 6, 1995 - September 14, 1995

MALONE CAPITAL MANAGMENT, INC.

BD
CRD#: 35228
MEMPHIS, TN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(4/7/2017)

Exams


State Security Law Exam
RR
Series 63
Date: 9/16/2016
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/17/2014
Uniform Investment Adviser Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 30
Date: 1/9/1997
NFA Branch Manager Examination

Current Firm


CC
CAHABA CAPITAL
CAHABA CAPITAL | CAHABA CAPITAL ADVISORS, LLC

CRD#: 286264 / SEC#:

Alabama
Registered Investment Advisory firm - (4/7/2017 Approved)
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Contact information


Main Address
Birmingham, AL
Mailing Address
Phone number
(205) 453-1401
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts1
AUM (Assets Under Management)$ 21,584,802

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CAHABA CAPITAL

CRD#: 286264Birmingham, AL

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