JJ
Joel M. Johnson
JOHNSON BRUNETTI
Wethersfield, CT 06109
Some features on this profile are disabled
CRD#: 1941908
JJ
Professional summary
Joel Mark Johnson, CFP® is a registered financial advisor currently at JOHNSON BRUNETTI located in Wethersfield, Connecticut.
Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Joel has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
J.N. FINANCIAL LLC STARTED 01/2006 100 GREAT MEADOW ROAD STE 502 WETHERSFIELD, CT 06109. FULL TIME. 80 HOURS PER WEEK. OWNER OPERATOR. SALARY. COMMISSION AND PROFITS. INSURANCE SERVICES. LIFE, HEALTH AND FIXED. 100 GREAT MEADOW RD. #502. WETHERSFIELD, CT; Joel Johnson has an ownership interest in EQIS Holdings, a third party money manager and SEC registered investment advisor, his ownership interest totals less than approximately 1% ownership, EQIS Capital Management, 1000 4th Street, Ste. 650, San Rafael, CA 94901, no hours spent on this business, duties include shareholder. JOHNSON BRUNETTI TAX SERVICE. STARTED 01/2010 - Inactive - 0 HOURS PER MONTH. NOT INVESTMENT RELATED. TAX PREP AND ADVICE. TAX SERVICES. PAID FROM PART OF PROFITS. 100 GREAT MEADOW ROAD STE 502 WETHERSFIELD, CT 06080 AUTHOR OF BOOKS AND ARTICLES. PART TIME. POLITICAL AND FINANCIAL TOPICS. ROYALTIES 20% OF ALL BOOK SALES. 100 GREAT MEADOW ROAD STE 502 WETHERSFIELD, CT 06080 STARTED 01/2011. Rainmaker Consulting,LLC; 100 GREAT MEADOW ROAD, SUITE 502, WETHERSFIELD, CT 06109. NON-INVESTMENT RELATED. TEACHING/COACHING/TRAINING. OWNER. 40 HOURS / MONTH. 10+ DURING SECURITIES TRADING HOURS. Mr. Joel Mark Johnson is a Member/Investor of Cox Point Plantation Investors, LLC/Real Estate/Commercial Property, Located at 2203 Willow Ave., Atlanta, GA 30305. Start date 12/1/15.Non investment related activity.0 hours spent during trading hours. Mr.Joel Mark Johnson is a member of River West SC, LLC. This is non investment related real estate (raw land) investment located in River West, Ethos, Orlando starting November 30, 2016. No hours devoted to this business during business or trading hours. Duties are passive i.e. only as investor. Joel Johnson is on the board of directors for Connecticut Community for Addiction Recovery. He receives no compensation and spends about 8 to 10 hours a year on this activity. FINANCIAL RETIREMENT SOLUTIONS LLC; 100 GREAT MEADOW ROAD, SUITE 502, Wethersfield, CT 06109. INVESTMENT RELATED. FULL SERVICE FINANCIAL PLANNING FIRM. OWNER - MANAGING MEMBER. 160 HOURS / MONTH. 100 HOURS DEVOTED DURING SECURITIES TRADING HOURS. MARKETING / INVESTMENT DECISIONS / LEADERSHIP.
CRS (Client Relationship Summary) - RIA
Click below to view Joel Mark Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 12, 2014 - Present
JOHNSON BRUNETTI
Office #1: 100 Great Meadow Road Suite 502, Wethersfield, CT 06109RIA
CRD#: 171168
Wethersfield, CT
Past
November 8, 2007 - June 12, 2014
SILVER OAK SECURITIES, INCORPORATED
RIA
CRD#: 46947
WETHERSFIELD, CT
Past
January 22, 2007 - April 20, 2017
SILVER OAK SECURITIES, INCORPORATED
BD
CRD#: 46947
WETHERSFIELD, CT
Past
June 16, 2006 - November 14, 2006
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
WETHERSFIELD, CT
Past
May 9, 2006 - November 14, 2006
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WETHERSFIELD, CT
Past
May 31, 2005 - May 31, 2006
USALLIANZ SECURITIES, INC.
RIA
CRD#: 40875
WETHERSFIELD, CT
Past
May 31, 2005 - May 31, 2006
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
MINNEAPOLIS, MN
Past
January 26, 2004 - June 3, 2005
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
WETHERSFIELD, CT
Past
October 1, 2003 - June 3, 2005
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
October 1, 2003 - June 3, 2005
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
March 27, 1997 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
March 27, 1997 - April 8, 2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Past
November 18, 1993 - March 17, 1997
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Past
January 9, 1991 - April 8, 1991
FIRST MONTAUK SECURITIES CORP.
BD
CRD#: 13755
RED BANK, NJ
Past
November 27, 1990 - January 23, 1991
CHATFIELD DEAN & CO., INC.
BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Past
April 18, 1989 - December 3, 1990
THE STUART-JAMES COMPANY, INCORPORATED
BD
CRD#: 11691
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JB
JOHNSON BRUNETTI
ALERA GROUP WEALTH SERVICES | JOHNSON BRUNETTI | JB CAPITAL LLC
CRD#: 171168 / SEC#: 801-79713
RIA
Registered Investment Advisory firm - (5/9/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(6/12/2014)
IAR
Georgia(10/15/2021)
IAR
Massachusetts(3/21/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
JB
JOHNSON BRUNETTI
ALERA GROUP WEALTH SERVICES | JOHNSON BRUNETTI | JB CAPITAL LLC
CRD#: 171168 / SEC#: 801-79713
RIA
Registered Investment Advisory firm - (5/9/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Great Meadow Road Suite 502, Wethersfield, CT 06109
Mailing Address
Phone number
(860) 372-4800
Established
Firm type
Fiscal year end
# of Employees
57
SEC notice filing (29 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,863 |
| AUM (Assets Under Management) | $ 2,105,849,981 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
